Juan Zheng
鄭娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Zheng (鄭娟), a licensed Responsible Officer with CE reference AGI798. Currently licensed at 1 firm(s): Fangyuan Capital (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fangyuan Capital (Hong Kong) Limited 方圓資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-07-09 | present |
| Fangyuan Capital (Hong Kong) Limited 方圓資本(香港)有限公司 |
RO | Type 9 — Asset management | 2020-07-09 | present |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-21 | 2021-03-31 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2016-08-17 | 2020-02-12 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2016-08-17 | 2020-02-12 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-18 | 2016-08-17 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-04-18 | 2016-08-17 |
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-26 | 2016-03-31 |
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 9 — Asset management | 2014-08-26 | 2016-03-31 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-05-29 | 2014-05-31 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2009-05-29 | 2014-05-31 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 9 — Asset management | 2009-05-29 | 2014-05-31 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-08 | 2009-05-29 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-08 | 2009-05-29 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-04-08 | 2009-05-29 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-19 | 2009-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 — Advising on securities | 2008-09-19 | 2009-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 9 — Asset management | 2008-09-19 | 2009-02-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-13 | 2009-02-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 — Advising on securities | 2007-03-13 | 2009-02-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 9 — Asset management | 2007-03-13 | 2009-02-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-18 | 2007-03-13 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-18 | 2009-02-28 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-28 | 2006-04-10 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-24 | 2004-02-24 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-24 | 2003-11-07 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-04-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-12 |