Shenwan Hongyuan Asset Management (Asia) Limited
申萬宏源投資管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shenwan Hongyuan Asset Management (Asia) Limited (申萬宏源投資管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ADU956. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 9 (total recorded over time: 107).
Registered address
Level 4, Three Pacific Place, 1 Queen's Road East, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2004-03-30 |
Licensed staff (all-time) (107)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Youge Bai 白又戈 | RO 4, 9 | 2012-01 | 2016-03 |
| Wai Wing Chak 翟偉榮 | RO 4, 9 Rep 4, 9 | 2004-08 | 2011-03 |
| An-Pei Chia 賈安霈 | RO 4, 9 Rep 4, 9 | 2009-07 | 2019-08 |
| Kwok On Fung 馮國安 | RO 4, 9 Rep 4, 9 | 2013-12 | 2017-06 |
| Chun Guo 郭純 | RO 4, 6, 9 | Pre-2003 | 2022-06 |
| Jennifer Yi Guo 郭奕 | RO 4, 9 Rep 9 | 2019-10 | 2021-08 |
| Tian He 賀添 | RO 9 Rep 9 | 2019-02 | 2021-10 |
| Kwong Chak Ho 何光澤 | RO 4 | Pre-2003 | 2003-07 |
| Jingan Hu 胡靜安 | RO 4, 9 Rep 4, 9 | 2017-04 | Present |
| Chia Ching Hus 徐嘉慶 | RO 4, 9 Rep 4, 9 | 2011-01 | 2017-06 |
| Geoffrey Man Hon Lam 林汶翰 | RO 4, 9 Rep 4, 9 | 2009-01 | 2010-01 |
| Chung Ping (SFC:ARV063) Leung 梁仲平 | RO 4, 9 Rep 4, 9 | 2025-11 | Present |
| Jun Liang 梁鈞 | RO 4, 9 | 2021-11 | Present |
| Sean Meng-Hsiung Liu 劉孟雄 | RO 4, 9 | 2019-11 | 2023-04 |
| Wanyun Liu 劉萬雲 | RO 4, 9 Rep 4, 9 | 2010-12 | 2012-05 |
| Alfred Bing Chak Bong Lo 盧澤邦 | RO 4, 9 Rep 4, 9 | Pre-2003 | 2008-10 |
| Hongwei Luo | RO 4, 9 Rep 4, 9 | 2024-12 | Present |
| Weiqing Luo 羅偉卿 | RO 4, 9 Rep 4, 9 | 2018-12 | 2025-05 |
| Alex Xinghai Mou | RO 4, 9 Rep 4, 9 | 2009-04 | 2018-12 |
| Yizhou Qiu 邱一舟 | RO 4, 9 | 2019-05 | 2021-06 |
| Chong Shen 沈翀 | RO 4, 9 Rep 9 | 2020-05 | 2024-12 |
| Shaohua Wang 王少華 | RO 4, 9 Rep 4, 9 | 2021-05 | 2024-06 |
| Alfred Teck Chit Wong 王德捷 | RO 4, 9 Rep 4, 9 | 2011-10 | 2014-04 |
| Chin Pang (SFC:AFU569) Wong 黃展鵬 | RO 4, 9 Rep 4, 9 | 2014-04 | 2018-07 |
| Kwok Ying Wong 黃國英 | RO 4, 9 Rep 4, 9 | 2005-06 | 2006-12 |
| Wei (SFC:BEY955) Xu 許薇 | RO 4, 9 Rep 4, 9 | 2016-05 | 2022-12 |
| Chi Kwan Yan 顏志軍 | RO 4, 9 Rep 4, 9 | 2011-11 | 2013-11 |
| Shu Fan Yeung 楊樹勳 | RO 4, 9 | 2008-09 | 2016-10 |
| Chunmei Yin 尹春梅 | RO 4, 9 Rep 4, 9 | 2008-09 | 2019-06 |
| Yijun Zhang 張漪筠 | RO 4, 9 Rep 4, 9 | 2020-09 | 2026-04 |
| Juan Zheng 鄭娟 | RO 4, 9 Rep 4, 9 | 2016-04 | 2020-02 |
| Liyan Cai 蔡立言 | Rep 4, 9 | 2021-05 | 2026-01 |
| Kin Wai (SFC:AVD399) Chan 陳健威 | Rep 4, 9 | 2020-01 | 2021-05 |
| Philip Chan 陳菲臘 | Rep 4, 9 | 2008-07 | 2013-02 |
| Sophia Sok Yin Chan 陳淑妍 | Rep 4, 9 | 2006-07 | 2006-11 |
| Haonan Che 車皓男 | Rep 4, 9 | 2020-11 | 2022-10 |
| Yuedong Chen 陳跃东 | Rep 4, 9 | 2008-04 | 2014-10 |
| Wing Lam Cheung 張永林 | Rep 4, 9 | 2008-04 | 2008-09 |
| Chee Chow 周琦 | Rep 9 | 2016-03 | 2018-07 |
| Gigi Tak Chi Chow 周德芝 | Rep 4, 9 | 2013-02 | 2014-05 |
| Marianna Wai Ling Chu 朱偉苓 | Rep 4, 9 | 2005-07 | 2008-09 |
| Lap Pan Chui 徐立斌 | Rep 4, 9 | 2018-07 | 2020-02 |
| Yin Fong Chui 徐燕芳 | Rep 9 | 2005-06 | 2007-05 |
| Grace Wai Sze Chung 鍾慧詩 | Rep 4, 9 | 2019-10 | 2020-07 |
| Guoqiang Cui 崔国強 | Rep 4, 9 | 2022-10 | Present |
| Jun (SFC:BKZ667) Deng 鄧鈞 | Rep 4, 9 | 2017-09 | 2019-06 |
| Bowen Fan 樊博文 | Rep 4, 9 | 2022-09 | 2024-12 |
| Yanlai Fang 方燕來 | Rep 4, 9 | 2014-03 | 2020-09 |
| Qifan Gao 高綺繁 | Rep 4, 9 | 2021-05 | 2022-09 |
| Michelle Ka Ki Ho 何家淇 | Rep 4, 9 | 2008-11 | 2011-09 |
| Jiawen Huang 黃賈雯 | Rep 4, 9 | 2012-01 | 2013-01 |
| Karima Khan 簡家寶 | Rep 4, 9 | 2012-02 | 2014-05 |
| Eddie Jen Kir 賈振綱 | Rep 4, 9 | 2009-07 | 2010-08 |
| Wei Quan Kong 孔偉全 | Rep 4, 9 | 2020-08 | 2022-12 |
| Kai Wing Lai 黎啟榮 | Rep 9 | 2005-05 | 2005-12 |
| Ming Han Lee 李明翰 | Rep 4, 9 | 2018-08 | 2019-08 |
| Catherine Ching Wan Leung 梁靜筠 | Rep 9 | 2005-06 | 2006-12 |
| Suet Ying Leung 梁雪瑩 | Rep 4, 9 | 2009-07 | 2011-06 |
| da (SFC:AQE527) Li 李達 | Rep 9 | 2020-02 | 2025-05 |
| Jijian Liang 梁繼健 | Rep 4, 9 | 2016-11 | 2017-02 |
| Chang (SFC:BPC351) Liu 劉暢 | Rep 4, 9 | 2022-07 | 2025-06 |
| Chun Lung Liu 廖俊龍 | Rep 4, 9 | 2016-06 | 2018-08 |
| Shanshan (SFC:BTD565) Liu 劉姍姍 | Rep 4, 9 | 2022-11 | 2024-02 |
| Xinwen Liu 劉馨文 | Rep 4, 9 | 2026-03 | Present |
| Yong (SFC:ASC732) Liu 劉勇 | Rep 4, 9 | 2008-12 | 2011-06 |
| Zhongshu Liu 劉鍾書 | Rep 4, 9 | 2016-05 | 2020-04 |
| Theresa Dune Yee Lo 羅端儀 | Rep 4, 9 | 2007-06 | 2008-05 |
| Zenglong Luo 羅增龍 | Rep 4, 9 | 2014-11 | 2021-05 |
| Jui Hsiang Ma 馬瑞祥 | Rep 4, 9 | 2015-08 | 2015-11 |
| Wenjing Mei 梅文靜 | Rep 4, 9 | 2016-09 | 2018-06 |
| Hoi Shan Ngai 魏海山 | Rep 4, 9 | 2010-04 | 2011-06 |
| Lai Kwan Pang 彭麗君 | Rep 4, 9 | 2014-08 | 2016-01 |
| Guangdong Qi 祁廣東 | Rep 4, 9 | 2012-04 | 2014-07 |
| Zhen Ren 任真 | Rep 4, 9 | 2019-11 | Present |
| Jin Shao 邵晋 | Rep 4, 9 | 2020-11 | 2022-01 |
| Yongheng Shao 邵永恒 | Rep 9 | 2021-06 | 2022-01 |
| Andrew Man Lung Sit 薛文龍 | Rep 9 | 2016-05 | 2018-07 |
| Kyung Haw Sung 成景花 | Rep 4, 9 | 2008-02 | 2008-08 |
| Kin Wo Tam 譚健和 | Rep 4, 9 | 2012-02 | 2013-05 |
| Mengshi Tong 童夢石 | Rep 4, 9 | 2014-09 | 2017-01 |
| Chau Po Teresa Vazquez Ng 吳秋寶 | Rep 4, 9 | 2010-01 | 2011-06 |
| Min (SFC:BUU894) Wang 汪敏 | Rep 9 | 2024-05 | 2024-12 |
| Ting (SFC:AOD025) Wang 王婷 | Rep 4, 9 | 2006-12 | 2007-05 |
| Yiqun Wang 王軼群 | Rep 4, 9 | 2020-11 | 2023-05 |
| Kam Hung Wong 黃錦洪 | Rep 4, 9 | 2020-10 | 2022-08 |
| Marshal Sze Yuen Wong 黃思遠 | Rep 4, 9 | 2014-09 | 2020-04 |
| Ming Nok Wong 黃銘諾 | Rep 4, 9 | 2019-06 | 2022-08 |
| Lici Leon Edward Wu 伍禮慈 | Rep 4, 9 | 2011-01 | 2013-04 |
| Yingjiang Wu 吳映江 | Rep 4, 9 | 2025-09 | Present |
| Haituo Xie 謝海拓 | Rep 4, 9 | 2024-12 | 2025-12 |
| Naijie Xu 徐乃捷 | Rep 4, 9 | 2009-09 | 2010-08 |
| Renqiang Xue 薛仁强 | Rep 4, 9 | 2023-02 | 2024-02 |
| Liu (SFC:BSA183) Yang 楊柳 | Rep 4, 9 | 2022-01 | Present |
| Wei Yang 楊微 | Rep 4, 9 | 2009-07 | 2014-08 |
| Zhangyi Yang 楊章藝 | Rep 4, 9 | 2019-03 | 2020-02 |
| Winsome Kit Sum Yick 易潔心 | Rep 4, 9 | 2009-07 | 2012-01 |
| Hao Huan Yip 葉皓華 | Rep 4, 9 | 2010-10 | 2018-06 |
| Sau Ling Yu 余秀玲 | Rep 4, 9 | 2019-03 | 2019-08 |
| Siwei (SFC:AOI988) Yu 余思維 | Rep 9 | 2006-12 | 2007-08 |
| Chang (SFC:BGH494) Zhang 張暢 | Rep 4, 9 | 2022-08 | 2022-11 |
Showing 1–100 of 107
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司