Qifan Gao
高綺繁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qifan Gao (高綺繁), a licensed former licensee with CE reference BHE173. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-21 | 2022-09-23 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-05-21 | 2022-09-23 |
| iSAM Securities (HK) Limited |
Rep | Type 3 — Leveraged foreign exchange trading | 2021-01-12 | 2021-04-01 |
| HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-22 | 2020-12-23 |
| HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2019-07-31 | 2020-12-23 |
| Swissquote Asia Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2019-02-13 | 2019-03-21 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-10 | 2018-09-13 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-10 | 2018-09-13 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-20 | 2016-12-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-18 | 2016-12-31 |