Emperor Securities Limited

英皇證券有限公司

CE No. AAP057 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emperor Securities Limited (英皇證券有限公司), a Hong Kong-based licensed corporation with CE reference AAP057. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 90 (total recorded over time: 633).

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

23-24/F, Emperor Group Centre, 288 Hennessy Road

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	present
Type 6 — Advising on corporate finance	present	2005-03-02
Type 7 — Providing automated trading services	present	2005-03-02
Type 9 — Asset management	present	2005-03-02

Licensed staff (all-time) (633)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 7 Providing automated trading services 9 Asset management

RO only

Name	Activities	First licensed	To
Kam Hing Chan 陳錦興	RO 1, 4 Rep 1, 4, 6, 7, 9	Pre-2003	2025-04
Tom Pak Lam Chan 陳柏楠	RO 1, 4 Rep 1	2005-11	2010-06
Chui Chi Cheung 張翠芝	RO 1, 4 Rep 1, 4	2011-07	Present
Raymond Chu 朱允明	RO 1, 4	2025-12	Present
Vanessa Man Seung Fan 范敏嫦	RO 1, 4, 6, 7, 9	Pre-2003	2017-08
Yiu Tung Fok 霍耀東	RO 1, 4 Rep 1, 4	2023-06	2025-12
Aaron Chi Ho Ho 何志豪	RO 1, 4 Rep 1, 4	2008-06	2021-08
Ricky Shui Fai Ho 何瑞輝	RO 4 Rep 1, 4	2012-04	2013-03
Mei King Lau 柳美琼	RO 1, 4 Rep 1, 4	2010-10	2025-04
Tak Fai Lau 劉德輝	RO 1, 4 Rep 1, 4	2009-09	Present
Charles Chak Yan Lee 李澤昕	RO 1, 4 Rep 1, 4	2011-11	2025-12
Wai Shing (SFC:ACR121) Lee 李偉成	RO 1 Rep 1, 4, 6, 7, 9	Pre-2003	2008-05
Chun Kei Li 李振基	RO 1, 4 Rep 1, 4	2010-02	2025-06
Chris Tsz On Lo 盧子安	RO 1, 4 Rep 1, 4	2023-06	2024-05
Yick Yi Hydon Or 柯奕而	RO 1 Rep 1, 4	2022-06	2025-10
Hong Hai Pun 潘康海	RO 1, 4 Rep 1, 4	2022-02	2025-04
Chun Ying Shum 沈振盈	RO 1, 4	2008-01	2009-05
Tak Wing Tam 譚德榮	RO 1, 4 Rep 1, 4	2013-07	Present
Yui Chit Jeffrey Tam 譚睿哲	RO 1, 4 Rep 1, 4	2023-10	2025-11
Andrew Koon Hung To 杜冠雄	RO 4 Rep 1, 4	2011-03	2013-06
Ping Ching Tse 謝冰清	RO 1 Rep 1, 4, 6, 7, 9	Pre-2003	Present
Chi Hung (SFC:ACF058) Wong 黃梓雄	RO 1, 4 Rep 1, 4, 6, 7, 9	Pre-2003	2025-04
Chun Wah (SFC:AAA213) Wong 王俊華	RO 1, 4	2013-04	2017-02
Chung Ming (SFC:AEJ888) Wong 王頌明	RO 1 Rep 1, 4	2024-07	Present
Hok Kam Wong 汪學金	RO 1, 4 Rep 1	2003-08	Present
Carrie Ka Wai Wu 胡嘉慧	RO 1, 4	2025-06	Present
Daisy Yeung 楊玳詩	RO 1, 4, 6, 7, 9	Pre-2003	2026-02
Sunny Kun Lee Yeung 楊官利	RO 1, 4, 6, 7, 9	Pre-2003	2022-01
Man Chor Yu 余文楚	RO 1, 4 Rep 1, 4, 6, 7, 9	Pre-2003	2008-01
Chi Chung Au 區志宗	Rep 1	2009-09	2009-10
Yiu Kuen Au 歐耀權	Rep 1	2006-05	2006-12
Huawei Bai 白華威	Rep 1	2010-03	2020-05
Hong Wah Chak 翟康華	Rep 1	2010-12	2012-05
Alex Ka Ho Chan 陳家豪	Rep 1	2014-01	2014-04
Allen Ho Ming Chan 陳浩明	Rep 1, 4, 6, 7, 9	Pre-2003	Present
Calvin Ca Chun Chan 陳嘉駿	Rep 1	2008-01	Present
Carman Wing Yan Chan 陳詠欣	Rep 1	2007-05	2008-03
Cecil Chan 陳思豪	Rep 1	2023-10	Present
Cheuk Ka Chan 陳卓嘉	Rep 1	2007-08	2008-01
Chi Cheung Chan 陳智翔	Rep 1	2012-05	2013-09
Chi Hung (SFC:ADR165) Chan 陳志雄	Rep 1, 4, 6, 7, 9	Pre-2003	2025-04
Chi Hung (SFC:ASE826) Chan 陳志鴻	Rep 1	2008-12	2010-08
Chi Wai (SFC:AQF590) Chan 陳志偉	Rep 1	2008-01	Present
Chi Wai (SFC:BIC618) Chan 陳志偉	Rep 1	2021-12	2022-01
Ellis Chi Fai Chan 陳志輝	Rep 1	2009-03	2018-04
Frankie Kwun Siu Chan 陳冠兆	Rep 1, 4	2012-11	2019-10
Freddy Leong Sek Chan 陳亮碩	Rep 1	2006-10	2007-04
Garine Ka Ming Chan 陳家明	Rep 1	2005-11	2007-02
Hiu Ming Chan 陳曉明	Rep 1	2012-01	2012-02
Hoi Cheung Chan 陳愷章	Rep 1	2007-10	2010-06
Hoi Yeung Chan 陳凱洋	Rep 1, 4, 6, 7, 9	Pre-2003	Present
Joanne Jo Yan Chan 陳易遙	Rep 1	2008-11	Present
Kai Tai (SFC:AGJ089) Chan 陳啓泰	Rep 1	2008-01	2018-04
Keng Fai Chan 陳景輝	Rep 1	2010-05	2023-10
Kin Man Chan 陳健民	Rep 1	2013-10	2014-09
King Shan Chan 陳景山	Rep 1	2008-05	2008-07
Kiu Cheuk Chan 陳翹綽	Rep 1	2005-11	2010-05
Kwan Yeung Chan 陳軍仰	Rep 1	2010-10	2018-03
Lai Sha Chan 陳麗莎	Rep 1	2009-12	2010-11
Lap Heung Chan 陳立响	Rep 1	2016-11	2016-11
Laurence Man Chun Chan 陳文俊	Rep 1	2008-12	2015-10
Ling Fung Chan 陳凌峰	Rep 1	2004-04	2004-11
Man Cham Chan 陳文湛	Rep 1, 4, 6, 7, 9	Pre-2003	Present
Man Kai Chan 陳文佳	Rep 1, 4	2012-04	Present
Mei Fung Chan 陳美鳳	Rep 1	2008-08	2019-03
Mei Yee (SFC:ACK991) Chan 陳美儀	Rep 1	2008-08	2010-11
Oi Fong Chan 陳愛芳	Rep 1	2007-11	2008-08
Pearl Chan 陳佩斯	Rep 4	2005-06	2025-03
Po Lam Chan 陳寶琳	Rep 1	2020-08	2021-08
Pui Hung Chan 陳培鴻	Rep 1	2013-02	2014-08
Pui Shuen Chan 陳沛璇	Rep 1	2010-02	2010-11
Raymond Ho Ming Chan 陳浩銘	Rep 4	2013-11	2013-12
Sai Lap Chan 陳世立	Rep 1	2008-08	2010-11
Sai Wing Chan 陳世榮	Rep 1, 4	2009-05	2010-04
Sau Him Chan 陳守謙	Rep 1	2008-01	2011-09
Suk Wan Chan 陳淑雲	Rep 1	2012-06	2013-04
Sze Tik Chan 陳斯迪	Rep 1	2011-05	2011-11
Tak Hong (SFC:AUZ339) Chan 陳德康	Rep 1	2013-07	2016-06
Tin Ho Chan 陳靝豪	Rep 1	2008-09	2012-03
Tsz Ming Chan 陳梓銘	Rep 1, 4	2014-11	Present
Wai Kei (SFC:AHY475) Chan 陳偉基	Rep 1, 4, 6, 7, 9	Pre-2003	Present
Wai Lam Chan 陳緯霖	Rep 1	2011-10	2012-10
Yik Long Chan 陳燡朗	Rep 1	2024-07	2024-11
Yiu Man (SFC:ADT172) Chan 陳耀文	Rep 1	2006-09	2021-02
Yuen San (SFC:ANI830) Chan 陳宛姍	Rep 1	2011-05	Present
Yuk Ki Chan 陳鈺琪	Rep 1, 4	2012-11	2026-01
Yung Fong Chang 張潤芳	Rep 1	2009-01	2010-04
Tsang Wu Chau 周錚瑚	Rep 1, 4	2009-02	Present
Yin Chau 周研	Rep 1	2014-06	Present
Yuk Yin Chau 鄒玉賢	Rep 1	2006-06	2014-12
Collin Tak Yeaw Chen 甄德有	Rep 1	2010-01	2010-05
Shuo Chen 陳碩	Rep 1	2008-01	2010-02
Yiwen (SFC:BPQ338) Chen 陳儀文	Rep 1	2021-12	2022-03
Chun Tung (SFC:APR261) Cheng 鄭振東	Rep 1	2009-04	2012-01
Hau Yi Cheng 鄭巧儀	Rep 1	2008-08	2016-06
Hon Fai Cheng 鄭漢輝	Rep 1, 4	2014-04	2025-08
Kwo Yeh Cheng 鄭戈野	Rep 1	2009-01	2011-12
Mimi Ka Wai Cheng 鄭嘉慧	Rep 1	2009-12	2010-06
Shing Wai Cheng 鄭誠緯	Rep 1	2017-05	2018-10
Shun Tin Cheng 鄭信天	Rep 1	2017-09	2019-04