Sunny Kun Lee Yeung
楊官利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Kun Lee Yeung (楊官利), a licensed former licensee with CE reference AAC099. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-03-20 | 2022-01-31 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2006-03-20 | 2022-01-31 |
| 3V Capital Limited | RO | Type 1 — Dealing in securities | 2005-07-18 | 2006-02-15 |
| 3V Capital Limited | RO | Type 4 — Advising on securities | 2005-07-18 | 2006-02-15 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-07-15 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-07-15 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 9 — Asset management | present | 2005-03-02 |