3V Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for 3V Capital Limited, a Hong Kong-based licensed corporation with CE reference ALZ487. Current licensed staff on file: 0 (total recorded over time: 15). Earliest licence on file: 2005-07-18.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-07-18 | 2013-08-27 |
| Type 4 — Advising on securities | 2005-07-18 | 2013-08-27 |
Licensed staff (all-time) (15)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kam Hing Chan 陳錦興 | RO 1, 4 Rep 1, 4 | 2005-10 | 2013-06 |
| Ka Fat Luk 陸家發 | RO 4 | 2005-07 | 2007-02 |
| Guan Ten Ong 王沅展 | RO 1, 4 Rep 1, 4 | 2005-07 | 2013-08 |
| Tak Wing Tam 譚德榮 | RO 1 | 2005-07 | 2013-06 |
| Sunny Kun Lee Yeung 楊官利 | RO 1, 4 | 2005-07 | 2006-02 |
| Anthony Wallace Man Hong Cheng 鄭民康 | Rep 1, 4 | 2006-05 | 2011-05 |
| Ming Kit Cheng 鄭名杰 | Rep 4 | 2007-09 | 2011-04 |
| Mike Chi Man Hon 韓智敏 | Rep 1 | 2006-02 | 2006-04 |
| Wing Yi Lai 黎詠儀 | Rep 1 | 2006-06 | 2006-10 |
| Kin Wai Law 羅建偉 | Rep 1, 4 | 2006-03 | 2006-04 |
| Mei Hing Li 李美卿 | Rep 1 | 2005-07 | 2010-03 |
| Hak Yiu Ma 馬克遙 | Rep 1 | 2005-10 | 2006-06 |
| Peggy Tsui Ping Tang 鄧翠萍 | Rep 1 | 2006-06 | 2006-09 |
| Alexandre Chi An Wei 魏啟安 | Rep 1 | 2006-02 | 2006-08 |
| Ho Yi Clara Wong 黃皓怡 | Rep 1 | 2010-04 | 2013-06 |
Showing 1–15 of 15