Kin Wai Law
羅建偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wai Law (羅建偉), a licensed Representative with CE reference AFU703. Currently licensed at 1 firm(s): Fortune (HK) Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-05 | present |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-18 | 2012-09-14 |
| 3V Capital Limited | Rep | Type 4 — Advising on securities | 2006-03-27 | 2006-04-12 |
| 3V Capital Limited | Rep | Type 1 — Dealing in securities | 2006-03-06 | 2006-04-12 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-02-21 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-02 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-02 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-02 |