Peggy Tsui Ping Tang
鄧翠萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peggy Tsui Ping Tang (鄧翠萍), a licensed former licensee with CE reference AED993. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-03 | 2007-10-25 |
| 3V Capital Limited | Rep | Type 1 — Dealing in securities | 2006-06-01 | 2006-09-25 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-10 | 2005-11-22 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-10 | 2005-11-22 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-10-10 | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-13 | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-13 | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-09-13 | 2005-11-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-12-02 |