Wing Yi Lai
黎詠儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yi Lai (黎詠儀), a licensed former licensee with CE reference AED789. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-26 | 2017-03-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-07 | 2015-05-31 |
| 3V Capital Limited | Rep | Type 1 — Dealing in securities | 2006-06-14 | 2006-10-12 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-12 | 2006-06-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-23 | 2004-01-05 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2003-05-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | present | 2003-05-30 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-05-30 |
| UBS Securities Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2003-05-30 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-30 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-30 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-05-30 |
| UBS Securities Hong Kong Limited | Rep | Type 9 — Asset management | present | 2003-05-30 |