Kam Hing Chan
陳錦興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Hing Chan (陳錦興), a licensed Responsible Officer with CE reference ACA649. Currently licensed at 1 firm(s): Win Win Asset Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 9 — Asset management | 2025-06-11 | present |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-05-02 | present |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-15 | 2025-05-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-20 | 2025-04-09 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-20 | 2025-04-09 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-01 | 2024-02-20 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2013-11-01 | 2024-02-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-06 | 2013-11-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-06 | 2013-11-01 |
| 3V Capital Limited | RO | Type 1 — Dealing in securities | 2006-01-13 | 2013-06-30 |
| 3V Capital Limited | RO | Type 4 — Advising on securities | 2006-01-13 | 2013-06-30 |
| 3V Capital Limited | Rep | Type 1 — Dealing in securities | 2005-10-17 | 2006-01-13 |
| 3V Capital Limited | Rep | Type 4 — Advising on securities | 2005-10-17 | 2006-01-13 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-06-08 | 2005-10-08 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 4 — Advising on securities | 2004-10-09 | 2005-10-08 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-08 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-10-08 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |