Guan Ten Ong
王沅展
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guan Ten Ong (王沅展), a licensed former licensee with CE reference AGA441. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-23 | 2021-10-11 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-23 | 2021-10-11 |
| 3V Capital Limited | RO | Type 1 — Dealing in securities | 2007-03-14 | 2013-08-27 |
| 3V Capital Limited | RO | Type 4 — Advising on securities | 2007-03-14 | 2013-08-27 |
| 3V Capital Limited | Rep | Type 4 — Advising on securities | 2005-09-02 | 2007-03-14 |
| 3V Capital Limited | Rep | Type 1 — Dealing in securities | 2005-07-21 | 2007-03-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-28 | 2005-07-14 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |