Ka Fat Luk
陸家發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fat Luk (陸家發), a licensed Representative with CE reference ADG929. Currently licensed at 1 firm(s): Nexus Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Management Limited | Rep | Type 4 — Advising on securities | 2011-03-16 | present |
| Nexus Investment Management Limited | Rep | Type 9 — Asset management | 2011-03-16 | present |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-13 | 2007-05-19 |
| 3V Capital Limited | RO | Type 4 — Advising on securities | 2005-07-18 | 2007-02-08 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
RO | Type 4 — Advising on securities | 2004-03-18 | 2005-06-27 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-22 | 2004-03-18 |