Aaron Chi Ho Ho
何志豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Chi Ho Ho (何志豪), a licensed Responsible Officer with CE reference ADS214. Currently licensed at 1 firm(s): PURPLE LEGEND (HK) LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 40.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PURPLE LEGEND (HK) LIMITED | RO | Type 1 — Dealing in securities | 2025-11-13 | present |
| PURPLE LEGEND (HK) LIMITED | RO | Type 4 — Advising on securities | 2025-11-13 | present |
| PURPLE LEGEND (HK) LIMITED | RO | Type 9 — Asset management | 2025-11-13 | present |
| PURPLE LEGEND (HK) LIMITED | Rep | Type 1 — Dealing in securities | 2025-11-03 | 2025-11-13 |
| PURPLE LEGEND (HK) LIMITED | Rep | Type 4 — Advising on securities | 2025-11-03 | 2025-11-13 |
| PURPLE LEGEND (HK) LIMITED | Rep | Type 9 — Asset management | 2025-11-03 | 2025-11-13 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-04 | 2025-05-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-02-04 | 2025-05-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2025-02-04 | 2025-05-16 |
| Global Mastermind Investment Limited 環球大通投資有限公司 |
Rep | Type 9 — Asset management | 2024-03-21 | 2024-05-27 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | 2021-09-29 | 2023-10-31 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2021-09-29 | 2023-10-31 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2021-09-29 | 2023-10-31 |
| Funderstone Futures Limited | RO | Type 9 — Asset management | 2021-09-29 | 2023-10-31 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2021-09-29 | 2023-10-31 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2021-09-10 | 2021-09-29 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2021-09-10 | 2023-10-31 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | 2021-09-10 | 2021-09-29 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | 2021-09-10 | 2023-10-31 |
| Funderstone Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2021-09-10 | 2021-09-29 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | 2021-09-10 | 2021-09-29 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | 2021-09-10 | 2021-09-29 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-23 | 2021-08-04 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-12-23 | 2021-08-04 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-23 | 2021-08-04 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 4 — Advising on securities | 2010-12-23 | 2021-08-04 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2010-08-26 | 2021-08-04 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-11-03 | 2021-08-04 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 — Asset management | 2009-11-03 | 2021-08-04 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-14 | 2010-08-26 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-17 | 2021-08-04 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-10 | 2008-06-17 |
| Partners Capital Securities Limited 博大證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-02 | 2008-04-26 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-15 | 2007-04-02 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-11 | 2007-01-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-17 | 2007-01-31 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-30 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-21 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-21 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-21 |