Emperor Asset Management Limited
英皇資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emperor Asset Management Limited (英皇資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ARU623. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 15 (total recorded over time: 43). Earliest licence on file: 2009-11-03.
Registered address
23-24/F, Emperor Group Centre, 288 Hennessy Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2009-11-03 | present |
| Type 9 — Asset management | 2009-11-03 | present |
Licensed staff (all-time) (43)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Huawei Bai 白華威 | RO 9 Rep 9 | 2011-08 | 2017-06 |
| Tom Pak Lam Chan 陳柏楠 | RO 4, 9 | 2009-11 | 2010-06 |
| Chui Chi Cheung 張翠芝 | RO 4, 9 Rep 4, 9 | 2018-08 | Present |
| Wai King Choi 蔡惠境 | RO 4, 9 | 2009-11 | 2010-03 |
| Raymond Chu 朱允明 | RO 4, 9 | 2025-12 | Present |
| Aaron Chi Ho Ho 何志豪 | RO 4, 9 | 2009-11 | 2021-08 |
| Ricky Shui Fai Ho 何瑞輝 | RO 9 Rep 9 | 2012-04 | 2013-03 |
| Wai Lun Kam 甘偉倫 | RO 9 Rep 4, 9 | 2012-08 | 2019-10 |
| Albert Kwok Shu Kan 簡國樞 | RO 9 Rep 9 | 2011-11 | 2016-02 |
| Tak Fai Lau 劉德輝 | RO 4, 9 Rep 4, 9 | 2021-08 | Present |
| Charles Chak Yan Lee 李澤昕 | RO 4, 9 Rep 4, 9 | 2021-10 | 2025-05 |
| Chun Kei Li 李振基 | RO 9 Rep 9 | 2021-10 | 2025-06 |
| Hong Hai Pun 潘康海 | RO 9 Rep 9 | 2022-02 | 2025-04 |
| Jin Shao 邵晋 | RO 4, 9 Rep 4, 9 | 2024-05 | Present |
| Carrie Ka Wai Wu 胡嘉慧 | RO 4, 9 | 2025-06 | Present |
| Daisy Yeung 楊玳詩 | RO 4, 9 | 2009-11 | 2026-02 |
| Pui Cheung Chan 陳沛彰 | Rep 4, 9 | 2011-11 | 2015-03 |
| Tsz Ming Chan 陳梓銘 | Rep 4, 9 | 2024-01 | Present |
| Yuk Ki Chan 陳鈺琪 | Rep 9 | 2021-11 | 2025-07 |
| Yin Chau 周研 | Rep 4, 9 | 2024-05 | 2024-06 |
| Tacky Man Tat Cheng 鄭文達 | Rep 9 | 2016-06 | 2017-04 |
| Yiu Tung Fok 霍耀東 | Rep 4, 9 | 2023-11 | 2025-11 |
| Feng (SFC:BUY464) Han 韓風 | Rep 4, 9 | 2024-05 | Present |
| Patrick Choon Leng Ho 何春龍 | Rep 9 | 2023-07 | 2025-09 |
| Ling Kwan Huang 黃凌群 | Rep 9 | 2022-10 | 2024-05 |
| Hong Fat Lao 劉康發 | Rep 9 | 2018-02 | 2021-03 |
| Ting Cheuk Law 羅廷倬 | Rep 9 | 2023-05 | 2024-01 |
| Mei Yi Leung 梁美怡 | Rep 9 | 2021-04 | 2022-09 |
| Shiu Keung Leung 梁肇強 | Rep 9 | 2025-05 | 2025-08 |
| Wing Sze Leung 梁穎詩 | Rep 4, 9 | 2024-01 | Present |
| Chris Tsz On Lo 盧子安 | Rep 9 | 2023-06 | 2024-04 |
| Siu Fai Ng 吳紹徽 | Rep 9 | 2024-03 | Present |
| Tongfei Ren 任彤菲 | Rep 9 | 2024-11 | Present |
| Shishi Su 蘇詩詩 | Rep 4, 9 | 2024-05 | Present |
| Tak Wing Tam 譚德榮 | Rep 4, 9 | 2021-11 | Present |
| Andrew Koon Hung To 杜冠雄 | Rep 9 | 2011-03 | 2013-06 |
| Ka Kit Tong 唐嘉傑 | Rep 4, 9 | 2026-02 | Present |
| Shuai (SFC:BVK025) Wang 王帥 | Rep 4, 9 | 2025-12 | 2026-02 |
| Emenry Pui Ling Wong 黃佩玲 | Rep 9 | 2022-06 | 2023-05 |
| Ka Hoi Wong 黃家凱 | Rep 4, 9 | 2018-06 | 2023-02 |
| Ka Ming Wong 黃嘉明 | Rep 4, 9 | 2023-12 | Present |
| Wai Sun Yu 余維新 | Rep 4, 9 | 2026-01 | Present |
| Xiaoxi Yu 余晓曦 | Rep 4, 9 | 2014-02 | 2014-04 |
Showing 1–43 of 43
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司