Charles Chak Yan Lee
李澤昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Chak Yan Lee (李澤昕), a licensed Responsible Officer with CE reference AQR637. Currently licensed at 1 firm(s): SOLARSTONE CAPITAL LIMITED. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SOLARSTONE CAPITAL LIMITED 朝盛資本有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-26 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-27 | 2025-05-21 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-20 | 2025-03-27 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 — Asset management | 2024-09-20 | 2025-05-21 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-30 | 2025-12-31 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-10-30 | 2025-12-31 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2023-10-30 | 2025-03-25 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-10-30 | 2025-03-28 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-28 | 2023-10-30 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-28 | 2023-10-30 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-28 | 2023-10-30 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-28 | 2024-09-20 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-16 | 2021-10-14 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-10-16 | 2021-10-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 9 — Asset management | 2020-10-16 | 2021-10-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-14 | 2020-10-16 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-14 | 2020-10-16 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-14 | 2021-10-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 — Asset management | 2020-07-14 | 2020-10-16 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-06 | 2020-06-22 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-06 | 2020-06-22 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-14 | 2020-06-22 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-14 | 2020-06-22 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-22 | 2019-04-28 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-22 | 2019-04-28 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-18 | 2011-04-28 |