Huawei Bai
白華威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huawei Bai (白華威), a licensed former licensee with CE reference AUZ024. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-21 | 2024-11-20 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-21 | 2024-11-20 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-28 | 2020-05-18 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 — Asset management | 2014-10-22 | 2017-06-30 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-30 | 2017-06-30 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-08-10 | 2014-10-22 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-30 | 2020-05-18 |