Yin Chau
周研
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Chau (周研), a licensed Representative with CE reference APH045. Currently licensed at 3 firm(s): Emperor Futures Limited, Emperor Securities Limited, Emperor Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-01 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-06 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-06 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-08 | 2024-06-20 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-08 | 2024-06-20 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-21 | 2008-02-29 |