Andrew Koon Hung To
杜冠雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Koon Hung To (杜冠雄), a licensed Representative with CE reference AAD599. Currently licensed at 2 firm(s): Tiger Faith Securities Limited, Tiger Faith Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 34.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Faith Securities Limited 駿達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-16 | present |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-02-16 | present |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-05 | 2021-02-01 |
| Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-15 | 2020-12-10 |
| Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-07 | 2019-01-15 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 9 — Asset management | 2017-10-13 | 2018-12-31 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-20 | 2018-12-31 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-20 | 2018-12-31 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-07 | 2017-03-20 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-07 | 2017-03-20 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-04 | 2017-01-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 — Asset management | 2014-05-02 | 2017-01-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-02-14 | 2017-01-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-17 | 2014-07-04 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2011-05-13 | 2013-06-29 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-07 | 2013-06-29 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-07 | 2013-06-29 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-07 | 2011-05-13 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-03-07 | 2013-06-29 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-07 | 2013-06-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-07-24 | 2011-03-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-08-06 | 2011-03-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-29 | 2011-03-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-14 | 2011-03-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-03-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-08-14 |
| Haitong International Research Limited 海通國際研究有限公司 |
RO | Type 4 — Advising on securities | present | 2011-03-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 9 — Asset management | present | 2003-08-14 |