China Rise Securities Asset Management Company Limited

華晉證券資產管理有限公司
CE No. ASZ577 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Rise Securities Asset Management Company Limited (華晉證券資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ASZ577. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 8 (total recorded over time: 35). Earliest licence on file: 2009-08-28.

Registered address

10/F, Island Place Tower, 510 King's Road, North Point

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2009-08-28 present
Type 4 — Advising on securities 2014-02-14 present
Type 9 — Asset management 2014-02-14 present

Licensed staff (all-time) (35)
Active on date

Name Activities First licensed To
Anna Man Chan 陳敏 RO 1 Rep 1 2014-01 2014-04
Kam Fung Angus Chan 陳錦鋒 RO 4, 9 Rep 1, 4, 9 2020-06 Present
Lai Yan Charles Cheung 張禮仁 RO 1, 4, 9 2014-02 2016-01
Nelson Loong Chik Chui 徐隆稷 RO 4, 9 2018-09 2019-04
Chun Wah Fan 范俊華 RO 1, 4, 9 Rep 1, 4, 9 2024-07 Present
Wang Yuen Fung 馮宏遠 RO 1, 4, 9 2019-09 Present
Paul Lam 林保羅 RO 1, 4, 9 2016-02 2018-12
Tai Wai Leung 梁大偉 RO 1 Rep 1, 4, 9 2009-11 2016-10
Patrick Li 李栢祺 RO 1, 4, 9 Rep 1, 4, 9 2016-11 2020-02
Sammy Kin Keung Shiu 蕭健強 RO 1, 4, 9 Rep 9 2009-08 2015-04
Andrew Koon Hung To 杜冠雄 RO 1, 4, 9 Rep 1 2013-07 2017-01
Ming Fong Tse 謝明晃 RO 1, 4 Rep 1, 4, 9 2011-12 2025-07
Shing Lung Wan 溫誠龍 RO 1, 4, 9 Rep 1, 4, 9 2020-01 Present
Hin Pong Wat 屈顯邦 RO 1 2009-08 2017-02
Chi Fung (SFC:BGW415) Chan 陳志烽 Rep 1, 9 2017-07 2019-02
Pui Cheung Chan 陳沛彰 Rep 4, 9 2015-10 2015-11
Fu Shing Cheng 鍾富丞 Rep 1 2026-05 Present
Fuk Shing Chris Cheung 張福成 Rep 1 2010-04 2010-12
Chun Yin Edward Chiu 趙臻彥 Rep 1 2018-03 2019-02
Johnny Chuang 莊頌恩 Rep 1, 4, 9 2016-06 2018-09
Yi Tung Chung 鍾怡東 Rep 1 2016-11 2017-04
Wai Kwong Fung 馮煒洸 Rep 1, 4, 9 2022-08 2025-10
Kam Yu Hung 洪錦儒 Rep 1 2013-10 2014-01
Chung Wan Kim 金清完 Rep 1, 4, 9 2017-02 2018-04
Kin Ka Ko 高健珈 Rep 1 2018-03 2019-01
Shing (SFC:BBW083) Lam 林誠 Rep 1 2018-04 2019-06
Ho Lung Li 李灝龍 Rep 4, 9 2023-06 Present
Wai Lun Li 李偉倫 Rep 1, 4, 9 2017-07 2020-08
Kam Lung Liu 廖金龍 Rep 1 2009-10 2011-03
Benji Lui 呂軍衛 Rep 1, 4 2017-08 2019-02
Pui Choi Ma 馬培才 Rep 1 2011-02 2017-04
Lee Sa Or 柯莉莎 Rep 1 2014-07 2015-01
Stanley Ka Ho Wu 胡嘉浩 Rep 1 2015-06 2019-01
Ka Yan Kathleen Yau 邱嘉茵 Rep 4, 9 2026-01 Present
Chi Kai Yeung 楊智佳 Rep 1, 4 2025-12 Present
Showing 1–35 of 35

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司

Related