Patrick Li
李栢祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Li (李栢祺), a licensed Responsible Officer with CE reference ALI101. Currently licensed at 1 firm(s): China Silver Bullet Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-06 | present |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 4 — Advising on securities | 2020-03-06 | present |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 9 — Asset management | 2020-03-06 | present |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-12 | 2020-02-18 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-12 | 2020-02-18 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 — Asset management | 2017-01-12 | 2020-02-18 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-17 | 2017-01-12 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-17 | 2017-01-12 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-17 | 2017-01-12 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-12 | 2014-10-03 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-12 | 2014-10-03 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-03-12 | 2014-10-03 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2012-03-20 | 2014-02-14 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-11-22 | 2014-02-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-11 | 2014-02-14 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-11 | 2014-02-14 |