Pui Choi Ma
馬培才
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Choi Ma (馬培才), a licensed former licensee with CE reference AAW456. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-23 | 2017-04-28 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-17 | 2011-02-19 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-29 | 2010-04-15 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2008-10-09 | 2008-12-15 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-09-20 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-05 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-05 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-05 |