Tai Wai Leung
梁大偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Wai Leung (梁大偉), a licensed former licensee with CE reference ABF062. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RhinoX Limited |
RO | Type 1 — Dealing in securities | 2026-02-24 | 2026-04-21 |
| Opus Capital Management Limited 創富資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-01 | 2024-09-25 |
| UZen Securities Limited 眾宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-21 | 2024-09-25 |
| UZen Securities Limited 眾宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-03 | 2018-08-21 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-21 | 2018-06-18 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-20 | 2016-11-21 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-20 | 2018-06-18 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-26 | 2016-10-08 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-26 | 2016-10-08 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-23 | 2016-10-08 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-23 | 2015-04-23 |