Lai Yan Charles Cheung
張禮仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yan Charles Cheung (張禮仁), a licensed Responsible Officer with CE reference AAV372. Currently licensed at 1 firm(s): ZH SECURITIES LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 37.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-08 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 — Advising on securities | 2025-07-08 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 — Asset management | 2025-07-08 | present |
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-14 | 2025-05-06 |
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 4 — Advising on securities | 2022-12-23 | 2025-05-06 |
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 9 — Asset management | 2022-12-23 | 2025-05-06 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-11-05 | 2022-01-16 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 — Asset management | 2020-11-05 | 2022-01-16 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-04 | 2020-11-05 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-04 | 2020-11-05 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 4 — Advising on securities | 2019-03-27 | 2020-01-01 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 9 — Asset management | 2019-03-27 | 2020-01-01 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-10 | 2019-03-27 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 9 — Asset management | 2019-01-10 | 2019-03-27 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-02-22 | 2018-07-20 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-02-22 | 2018-07-20 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-03 | 2017-02-22 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-01-03 | 2017-02-22 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-04-20 | 2016-06-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2016-04-20 | 2016-06-30 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-14 | 2016-01-16 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-02-14 | 2016-01-16 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 — Asset management | 2014-02-14 | 2016-01-16 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-24 | 2014-02-12 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-10-24 | 2014-02-12 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-23 | 2011-03-08 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 9 — Asset management | 2008-11-26 | 2011-03-08 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2004-11-29 | 2011-03-08 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-03-08 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-25 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-03-21 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-03-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-03-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-30 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2011-03-08 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-03-30 |