Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Junan Futures (Hong Kong) Limited (國泰君安期貨(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ADI115. Currently licensed for regulated activity type(s) 2 — Dealing in futures contracts; 5 — Advising on futures contracts. Current licensed staff on file: 162 (total recorded over time: 368). Earliest licence on file: 2010-11-26.
Registered address
26/F-28/F, Low Block Grand Millennium Plaza, 181 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 — Dealing in futures contracts | present | present |
| Type 5 — Advising on futures contracts | 2010-11-26 | present |
| Type 5 — Advising on futures contracts | present | 2004-02-25 |
| Type 9 — Asset management | present | 2004-02-25 |
Licensed staff (all-time) (368)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Chung Chan 陳振聰 | RO 2 Rep 2 | 2018-11 | 2022-03 |
| Ka Wah Chan 陳家驊 | RO 2, 5, 9 | Pre-2003 | 2020-10 |
| Liang (SFC:AWM930) Chen 陳亮 | RO 2 Rep 2 | 2021-12 | Present |
| Jinsong (SFC:AQU252) Du 杜勁松 | RO 2, 5 Rep 2, 5 | 2021-04 | 2022-01 |
| Zhenyu Duanmu 端木震宇 | RO 2 Rep 2 | 2016-11 | 2021-05 |
| Wai Kim Fong 方偉儉 | RO 2 Rep 2, 5 | 2018-04 | Present |
| Kenny Yui Kwong Ho 何銳光 | RO 2, 5 Rep 2, 5 | 2019-09 | 2023-02 |
| Lap Wa Kwok 郭立華 | RO 2 Rep 2, 5 | 2018-07 | Present |
| Ocean Hoi Yeung Kwong 鄺凱揚 | RO 2 Rep 2, 5 | 2018-11 | 2025-05 |
| Kai Hung Lai 黎啟雄 | RO 2, 5, 9 | Pre-2003 | 2021-10 |
| Muk Hoi Lau 柳木海 | RO 2, 5 Rep 2, 5 | 2018-10 | 2024-01 |
| Benedict Chun Yin Lee 李俊賢 | RO 2 Rep 2, 5 | 2009-11 | Present |
| Bassanio Chun Keung Lo 盧振強 | RO 2, 5 | 2019-01 | 2024-01 |
| Graham Chi To Ng 伍志濤 | RO 2, 5 Rep 2, 5 | 2019-04 | 2021-04 |
| Jeffrey Yiu Cho Sit 薛耀祖 | RO 2 Rep 2, 5 | 2019-02 | Present |
| Wai Kwong Tsoi 蔡偉光 | RO 2, 5 Rep 2 | 2008-09 | Present |
| Chung Mun Wong 黃仲文 | RO 2, 5 Rep 2, 5 | 2018-09 | 2023-05 |
| Tze Fung Yeung 楊子峰 | RO 2, 5 Rep 2 | 2010-02 | Present |
| Ka Fai Yu 余家輝 | RO 2 Rep 2 | 2018-11 | Present |
| Kwan Fei Yu 虞珺斐 | RO 2 Rep 2 | 2009-01 | 2025-12 |
| Zhipeng Yu 余志鵬 | RO 2 Rep 2 | 2022-02 | 2025-10 |
| Wai Chi Ao Ieong 歐陽惠慈 | Rep 2, 5 | 2019-09 | Present |
| Tik Sun Au 區廸新 | Rep 2, 5 | 2023-04 | Present |
| Jiawei (SFC:BGQ866) Cai 蔡佳瑋 | Rep 2 | 2015-12 | 2022-12 |
| Andrew Wai Cheong Chan 陳偉昌 | Rep 2 | 2012-04 | 2017-08 |
| Calvin Tak Man Chan 陳德文 | Rep 2 | 2012-10 | Present |
| Cheung Kam Chan 陳章淦 | Rep 2, 5 | 2019-10 | Present |
| Chi Man (SFC:APW196) Chan 陳智敏 | Rep 2 | 2022-03 | Present |
| Chi Wai (SFC:AHK670) Chan 陳致偉 | Rep 2 | 2023-11 | Present |
| Ching Shan Chan 陳靜山 | Rep 2 | 2013-12 | 2016-06 |
| Hei Wai Chan 陳喜偉 | Rep 2 | 2013-05 | 2013-05 |
| Hiu Tung Ivan Chan 陳曉東 | Rep 2 | 2025-03 | Present |
| Hoi Fung Chan 陳凱峰 | Rep 2, 5 | 2018-09 | Present |
| Hop Keung Chan 陳合強 | Rep 2 | 2021-09 | 2022-11 |
| Kai Yin Chan 陳佳燕 | Rep 2, 5 | 2020-05 | Present |
| Kai Yin (SFC:BEC490) Chan 陳啟賢 | Rep 2, 5 | 2021-03 | 2026-04 |
| Kelly Chan 陳家禮 | Rep 2 | 2020-10 | Present |
| Kong Yin Chan 陳廣賢 | Rep 2 | 2019-04 | Present |
| Kwok Chu Chan 陳國柱 | Rep 2, 5, 9 | Pre-2003 | 2021-09 |
| Loi Tak Chan 陳來得 | Rep 2, 5, 9 | Pre-2003 | 2025-04 |
| Man Fung (SFC:AUE707) Chan 陳文鋒 | Rep 2 | 2013-03 | 2022-06 |
| Man Tik Chan 陳文迪 | Rep 2 | 2013-08 | Present |
| Man Yi Chan 陳文意 | Rep 2 | 2021-05 | Present |
| Ngai Chan 陳藝 | Rep 2 | 2010-03 | 2011-05 |
| Shek Chuen Chan 陳錫泉 | Rep 2 | 2011-05 | 2013-12 |
| Siu Kit (SFC:BGT717) Chan 陳小潔 | Rep 2 | 2021-03 | 2025-10 |
| Suk Fong Chan 陳淑芳 | Rep 2, 5 | 2018-05 | Present |
| Sunny Chi Cheung Chan 陳志翔 | Rep 2 | 2019-03 | Present |
| Sze Hon Chan 陳詩翰 | Rep 2 | 2024-08 | Present |
| Terence Shiu Tong Chan 陳兆棠 | Rep 2 | 2018-10 | 2021-01 |
| Chun Lap Chang 張駿立 | Rep 2 | 2010-02 | 2014-06 |
| Shu Pei Chang 張書沛 | Rep 2, 5 | 2018-11 | 2025-01 |
| Po Shan Chau 周寶山 | Rep 2, 5, 9 | Pre-2003 | 2019-12 |
| Chi Hing Chen 陳志興 | Rep 2, 5 | 2019-05 | Present |
| Sida (SFC:APQ831) Chen 陳斯达 | Rep 2, 5 | 2020-01 | Present |
| Tiantong Chen 陳天同 | Rep 2 | 2021-04 | 2023-05 |
| Ying (SFC:ASX209) Chen 陳穎 | Rep 2 | 2015-07 | Present |
| Yingying (SFC:AOJ051) Chen 陳盈盈 | Rep 2 | 2011-09 | Present |
| Zixuan (SFC:BTI919) Chen 陳梓軒 | Rep 2 | 2023-01 | 2023-08 |
| Kwan Lok Cheng 鄭群樂 | Rep 2 | 2021-09 | Present |
| Kwok Ming Cheng 鄭國明 | Rep 2 | 2016-10 | Present |
| Man Chi (SFC:AGC897) Cheng 鄭敏芝 | Rep 2 | 2018-10 | Present |
| Meng Cheng 程萌 | Rep 2 | 2020-10 | 2020-11 |
| Pui Ming Cheng 鄭沛銘 | Rep 2 | 2018-05 | 2022-08 |
| Raymond Man Ho Cheng 鄭文浩 | Rep 2 | 2018-10 | Present |
| Siu Wa Cheng 鄭少華 | Rep 2 | 2021-01 | Present |
| Yau Shing Cheng 鄭有成 | Rep 2 | 2012-07 | 2012-09 |
| Yuen Kin Cheng 鄭源見 | Rep 2, 5 | 2017-09 | Present |
| Chi Hang Cheung 張智恒 | Rep 2, 5 | 2019-11 | Present |
| Hung Cheung 張鴻 | Rep 2 | 2005-08 | 2008-09 |
| Ka Lai Cheung 章嘉麗 | Rep 2 | 2018-09 | Present |
| Lai Yan Charles Cheung 張禮仁 | Rep 2, 5, 9 | Pre-2003 | 2011-03 |
| Ming Hung Cheung 張銘洪 | Rep 2 | 2010-01 | Present |
| Tin Chun Cheung 張天駿 | Rep 2 | 2013-08 | 2014-11 |
| Wa Ching Cheung 張華菁 | Rep 2, 5 | 2018-09 | 2019-09 |
| Chung Him Chi 池仲謙 | Rep 2, 5 | 2015-06 | Present |
| Peter Sze Kit Chiang 蔣詩傑 | Rep 2, 5, 9 | Pre-2003 | 2019-08 |
| Chun Kit Ching 程俊傑 | Rep 2 | 2007-08 | 2007-12 |
| Andy Man Ho Chiu 趙文豪 | Rep 2 | 2010-05 | 2011-06 |
| Pei Tzu Chiu 邱珮慈 | Rep 2 | 2023-02 | Present |
| Sai Kit Chiu 趙世傑 | Rep 2, 5 | 2020-02 | 2020-05 |
| Tak Fai Choi 蔡德輝 | Rep 2 | 2013-03 | 2013-05 |
| Wai Yan Choi 蔡瑋恩 | Rep 2 | 2024-01 | Present |
| Chun Yin (SFC:BIV568) Chow 周晉賢 | Rep 2, 5 | 2020-05 | 2024-09 |
| Chun Yue Louis Chow 周振宇 | Rep 2, 5 | 2018-10 | 2022-07 |
| Mareene Emilee Chow 曹櫻薺 | Rep 2 | 2016-03 | 2020-07 |
| Shun Chiu Chow 周汛釗 | Rep 2 | 2019-08 | Present |
| Ki Tat Chu 朱其達 | Rep 2 | 2016-05 | 2018-05 |
| Sheung Lun Chu 朱上倫 | Rep 2 | 2018-10 | Present |
| Wan Yin Chu 朱韻賢 | Rep 2, 5 | 2018-11 | 2021-11 |
| Yin Man Chu 朱賢文 | Rep 2 | 2021-02 | Present |
| Wai Fong Chui 徐惠芳 | Rep 2, 5 | 2010-12 | 2022-08 |
| Huiwei Dai 戴惠偉 | Rep 2 | 2010-10 | Present |
| Keni Dai 戴可妮 | Rep 2 | 2023-05 | Present |
| Yun (SFC:BSE125) Deng 鄧韵 | Rep 2 | 2022-02 | 2022-12 |
| Jiaheng Ding 丁佳珩 | Rep 2 | 2015-12 | Present |
| Jiayi (SFC:BVB473) Ding 丁嘉熠 | Rep 2 | 2024-06 | 2026-01 |
| Yixin Ding 丁一新 | Rep 2 | 2018-03 | 2021-07 |
| Chi Wai Fan 樊志煒 | Rep 2 | 2012-11 | 2020-06 |
| Luying Fan 范璐瑩 | Rep 2 | 2021-08 | Present |
Showing 1–100 of 368
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