Ka Lai Cheung

章嘉麗
CE No. AYK778 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lai Cheung (章嘉麗), a licensed Representative with CE reference AYK778. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2018-09-21 present
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2018-09-21 present
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 4 — Advising on securities 2018-09-21 present
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 3 — Leveraged foreign exchange trading 2013-10-02 2014-09-29
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2013-03-12 2018-09-07
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 — Dealing in securities 2011-12-19 2018-09-07
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 — Advising on securities 2011-12-19 2018-09-07

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