Kelly Chan
陳家禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelly Chan (陳家禮), a licensed Representative with CE reference AFD940. Currently licensed at 2 firm(s): Guotai Junan Futures (Hong Kong) Limited, Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-10-14 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-25 | present |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-14 | 2020-08-23 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-14 | 2018-03-31 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-30 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-11-30 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-15 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-15 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-29 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-29 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-01 |