Shek Chuen Chan
陳錫泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shek Chuen Chan (陳錫泉), a licensed former licensee with CE reference ARE460. Total licence records on file: 34.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TradeGo Markets Limited |
RO | Type 1 — Dealing in securities | 2023-02-16 | 2023-07-26 |
| TradeGo Markets Limited |
RO | Type 7 — Providing automated trading services | 2023-02-16 | 2023-07-26 |
| China Glory Securities Company Limited 華彩證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-22 | 2022-02-26 |
| China Glory Securities Company Limited 華彩證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-07-22 | 2022-02-26 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-03 | 2021-06-21 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-01-03 | 2021-06-21 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-03 | 2021-06-21 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-01-03 | 2021-06-21 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-23 | 2020-01-03 |
| Parchment Investment Limited 帕加馬（香港）投資有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-08 | 2019-06-06 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-12 | 2018-07-12 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-10-12 | 2018-07-12 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-12 | 2018-07-12 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-05 | 2017-10-12 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-05 | 2017-10-12 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-09-05 | 2017-10-12 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-30 | 2017-08-18 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-12-30 | 2017-08-18 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-12-30 | 2017-08-18 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-12-30 | 2017-08-18 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-25 | 2017-08-18 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-02-27 | 2015-08-10 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-02-27 | 2015-08-10 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-20 | 2015-02-27 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-11-20 | 2015-02-27 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-20 | 2015-08-10 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-01 | 2013-12-09 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-07-13 | 2013-12-09 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-06 | 2013-12-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-25 | 2011-04-02 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-25 | 2011-04-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-07-31 | 2008-08-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-12 | 2008-08-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-12 | 2008-08-30 |