Yue Xiu Securities Company Limited

越秀証券有限公司
CE No. ABQ722 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Xiu Securities Company Limited (越秀証券有限公司), a Hong Kong-based licensed corporation with CE reference ABQ722. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts. Current licensed staff on file: 48 (total recorded over time: 294). Earliest licence on file: 2013-12-02.

Registered address

Rooms Nos. 4917-4937, 49/F, Sun Hung Kai Centre, No.30 Harbour Road, Wanchai

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2013-12-02 present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts 2013-12-02 present
Type 6 — Advising on corporate finance present 2008-10-30
Type 9 — Asset management present 2003-12-17

Licensed staff (all-time) (294)
Active on date

Name Activities First licensed To
Ping Yip Chan 陳炳業 RO 1, 2, 4 Rep 1 2014-03 2019-01
Shek Chuen Chan 陳錫泉 RO 2, 5 Rep 1 2015-08 2017-08
Wai Hung (SFC:ARA444) Chan 陳偉雄 RO 1, 2 Rep 1 2017-04 Present
Xiaojian Chen 陳小堅 RO 1, 4 2010-10 2017-03
Zhixue Chen 陳之學 RO 1, 4 Rep 1, 4 2008-02 2017-03
Chi Kui Chin 錢智駒 RO 1 Rep 1 2018-03 2020-02
Kam Hung (SFC:ADD078) Fong 方錦洪 RO 1, 2, 4, 5 Rep 1 2012-05 Present
Ning Gan 甘宁 RO 1, 4 Rep 1, 4 2004-01 2009-06
Ao Guang 光驁 RO 1 Rep 1 2017-02 2020-03
Jingjia He 何靖嘉 RO 1 Rep 1, 2 2017-09 Present
Kai (SFC:BGH497) Kang 亢愷 RO 1 Rep 1 2017-12 2020-02
Jackie Yung Lai Ko 高鏞麗 RO 1, 4, 6, 9 Pre-2003 2009-06
Wo Hui Lam 林和煦 RO 2, 5 2013-12 2015-06
Kwok Chiu Li 李國超 RO 1, 2, 4, 5 Rep 1, 4 2011-02 2020-03
Ningguang Liang 梁凝光 RO 1, 4, 6, 9 Pre-2003 2014-03
Bing (SFC:AEH581) Lin 林兵 RO 1 Rep 1, 4, 6, 9 Pre-2003 2009-07
Mun Keung Lo 羅滿強 RO 1, 2, 4, 5 Rep 1, 4 2017-06 Present
Steven Wing Shing Lo 盧永成 RO 1 Rep 1 2023-02 Present
Rong Lu 陸榮 RO 1, 2, 4, 5 2021-12 Present
Jian Luo 羅劍 RO 1, 2, 4, 5 2018-08 Present
Bing Mo 莫兵 RO 1, 4 2008-03 2010-10
Chang Ouyang 歐陽昌 RO 1 Rep 1, 4 2017-10 2019-12
Haobiao Peng 彭浩彪 RO 1, 2, 4, 5 2018-04 2020-02
Siu Tao Shiu 蕭少滔 RO 4, 6 Rep 4, 6, 9 Pre-2003 2008-02
Yik Hung Shiu 蕭奕雄 RO 1, 4 Rep 1, 2, 5 2018-12 Present
Kenneth Kar Kin Sit 薛家鍵 RO 1 Rep 1, 4 2020-01 2021-07
Ka Kwan Sze 施嘉坤 RO 4 Rep 1, 4 2017-08 Present
Chi Keung Wong 黃之強 RO 4, 6, 9 Pre-2003 2004-10
Zhang Wu 吳張 RO 1, 4, 6, 9 Pre-2003 2003-11
Yuk Fung Yan 甄玉鳳 RO 1, 4, 6, 9 Pre-2003 2004-09
Wei Zhuang 庄偉 RO 1 Rep 1, 4 2017-07 2020-03
Chun Ting Au 歐駿廷 Rep 1 2014-03 2014-08
Hin Kwong Au 區顯光 Rep 1, 4 2018-03 2021-08
Pui Shan (SFC:AXC062) Au 區佩珊 Rep 1 2011-04 2011-08
Feiming Cai 蔡飛鳴 Rep 1, 4, 6 2005-07 2009-06
Ziyu Cao 曹子予 Rep 1 2026-02 Present
Chi Lung Chan 陳智龍 Rep 1 2012-04 2019-02
Ching Sum Chan 陳政深 Rep 1 2017-01 2017-09
Howard Ho Wai Chan 陳浩維 Rep 1 2018-02 2020-01
Iris Mun Kuen Chan 陳敏娟 Rep 1, 2 2012-05 2015-07
Joseph Kai Sun Chan 陳佳申 Rep 1, 2 2012-05 2024-12
Ka Ho (SFC:AWL141) Chan 陳家浩 Rep 1 2015-05 2018-11
Kenneth Kin Yen Chan 陳健殷 Rep 1 2015-09 2019-01
Kin Lung (SFC:BOT321) Chan 陳建隆 Rep 1 2019-09 Present
Kwing Chan 陳炯 Rep 1 2017-11 2018-01
Lap Chi Chan 陳立志 Rep 1 2016-06 2017-08
Lap Chung (SFC:AZM552) Chan 陳立中 Rep 1 2012-10 2018-01
Leong Hei Chan 陳亮熹 Rep 1, 2 2020-10 Present
Lo Ming Chan 陳路明 Rep 1 2015-07 2017-09
Lok Ming (SFC:BMJ399) Chan 陳諾明 Rep 1 2018-02 2020-12
Pak Wai (SFC:BOD513) Chan 陳栢威 Rep 1 2019-02 2020-02
Tat Hong Chan 陳達康 Rep 1, 4 2018-09 2019-03
Wing Sze (SFC:AWJ404) Chan 陳穎施 Rep 1 2014-06 2017-12
Yan Ki Chan 陳恩琪 Rep 1, 4, 6 2006-02 2006-07
Cheuk Hei Chau 周卓熹 Rep 1 2014-01 2014-10
Baileng Chen 陳白冷 Rep 1 2017-10 2019-10
Bin Chen 陳斌 Rep 1, 4 2016-09 2017-02
Jiaqi (SFC:BHG356) Chen 陳家祺 Rep 1, 4 2016-04 2020-07
Rongbin Chen 陳荣斌 Rep 1 2014-11 2016-07
Yang (SFC:BIC435) Chen 陳揚 Rep 1 2022-12 2024-10
Zhe (SFC:BOG853) Chen 陈哲 Rep 1 2019-04 2020-02
Chit Wai Cheng 鄭哲威 Rep 1 2014-01 2014-08
Qiong (SFC:BGO994) Cheng 程琼 Rep 1 2017-11 2018-12
Tin Lun Cheng 鄭天麟 Rep 1 2020-06 2024-05
Tsz Nang Cheung 張子能 Rep 1 2013-05 2013-10
Vien Wing Yan Cheung 張穎欣 Rep 1 2026-01 Present
Wui Chuen Cheung 張滙川 Rep 1 2012-09 2013-06
Kai Chong Chio 趙啟忠 Rep 1, 4 2016-08 2017-03
Benjamin Chee Keung Chiu 招子強 Rep 1, 2, 4 2018-05 Present
Suk Woon Chiu 趙淑媛 Rep 1 2014-03 Present
Wai Ping Choi 蔡衛兵 Rep 1 2018-01 Present
Tsz Yeung Chou 周子揚 Rep 1 2022-10 2022-11
Chui In Chow 周翠妍 Rep 1 2018-02 2018-08
Danny Ming Leung Chow 周銘良 Rep 1 2012-03 2020-12
Ting Yuen Chow 周霆遠 Rep 1 2018-07 2023-07
Yau Fai Choy 蔡佑徽 Rep 1 2015-03 2016-02
Jimmy Chi Ming Chu 朱志明 Rep 1 2013-03 2018-08
Ka Lam Chu 朱加林 Rep 1 2013-07 2020-02
Ka Wang Henry Chu 朱家弘 Rep 1 2018-11 2019-04
Wing Keung Chuang 莊永強 Rep 1, 4 2015-07 2017-06
Ye Dai 戴椰 Rep 1 2014-03 2016-05
Zi Ru Dai 戴梓如 Rep 1 2015-07 2017-04
William Shijun Deng Rep 1, 4 2016-03 2017-02
Lin (SFC:BLU081) Ding 丁琳 Rep 1, 4 2018-06 2020-04
Yixin (SFC:BGP112) Ding 丁一新 Rep 1 2016-07 2018-05
Yujia Duan 段語佳 Rep 1 2018-05 2019-08
Chun Fai Fong 方俊輝 Rep 1 2021-02 2021-08
Sari Fujiwara Rep 1, 4 2016-05 2017-04
Yuen Wing Fung 馮遠永 Rep 1 2012-04 2016-09
Tian (SFC:BDW566) Gan 甘甜 Rep 1 2016-11 2019-05
Biao Guo 郭彪 Rep 4, 5 2011-08 2015-03
Lin Guo 郭琳 Rep 1, 4 2014-08 2017-07
Alan Hang Leung Ha 夏恒良 Rep 1 2009-06 2015-10
Wenjing Hao 郝文菁 Rep 1 2019-10 2020-03
Jinchang He 何錦昌 Rep 4 2015-05 2015-07
Chung (SFC:BCR059) Ho 何聰 Rep 1 2015-06 2016-09
Ho Ming (SFC:AZG575) Ho 何浩銘 Rep 1 2014-07 2017-07
Pui Ling Ho 何佩玲 Rep 1 2014-01 2014-08
Ting Chu Ho 何定柱 Rep 1 2018-07 2018-12
Yan Lam Ho 何欣霖 Rep 1 2016-11 2017-03
Showing 1–100 of 294

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 4 shared activity types · 中國國際金融香港證券有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 4 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 4 shared activity types · 花旗環球金融亞洲有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 4 shared activity types · 宏利投資管理(香港)有限公司

BOCI Securities Limited

CE AAC298 · 320 staff · 4 shared activity types · 中銀國際證券有限公司

J.P. Morgan Broking (Hong Kong) Limited

CE AAB027 · 263 staff · 4 shared activity types

SinoPac Securities (Asia) Limited

CE BIZ502 · 217 staff · 4 shared activity types · 永豐金證券(亞洲)有限公司

HSBC Global Asset Management (Hong Kong) Limited

CE AAF684 · 204 staff · 4 shared activity types

Related