Yau Fai Choy
蔡佑徽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Fai Choy (蔡佑徽), a licensed former licensee with CE reference AQQ237. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-08 | 2021-04-30 |
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-08 | 2021-04-30 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-10-22 | 2021-01-05 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-14 | 2019-10-22 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-16 | 2021-01-05 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-31 | 2021-01-05 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-11 | 2016-08-17 |
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-11 | 2016-08-17 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-10 | 2016-02-01 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-10 | 2016-02-01 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-18 | 2015-02-27 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2012-12-18 | 2015-02-27 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-23 | 2012-12-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-09 | 2012-03-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-09 | 2012-03-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2010-07-09 | 2012-03-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-31 | 2010-06-18 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-31 | 2010-06-18 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-08 | 2009-08-19 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-08 | 2009-08-19 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-03 | 2008-10-03 |