Wanhai Securities (HK) Limited
萬海證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wanhai Securities (HK) Limited (萬海證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ADS061. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 11 (total recorded over time: 54).
Registered address
Room 4036-4039, 40/F, Sun Hung Kai Centre, 30 Harbour Road, Wan Chai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2004-11-17 |
| Type 9 — Asset management | present | 2004-11-17 |
Licensed staff (all-time) (54)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Pauline Po Ling Chan Lo 陳羅寶靈 | RO 1, 4, 6, 9 Rep 1, 4 | Pre-2003 | 2014-03 |
| Barry Kwok Wing Cheung 張國榮 | RO 1, 4 | 2015-02 | 2016-12 |
| Yau Fai Choy 蔡佑徽 | RO 1, 4 Rep 1 | 2012-03 | 2015-02 |
| Sai Kit Fung 馮世傑 | RO 1, 4 Rep 1, 4 | 2015-12 | 2018-12 |
| Kwong Chat Ho 何廣澤 | RO 1, 4, 6, 9 | Pre-2003 | 2014-01 |
| Iven Tak Leung Lai 黎德良 | RO 1, 4 | 2015-02 | 2016-01 |
| Ming Him Lai 黎銘謙 | RO 1, 4 Rep 1, 4 | 2012-04 | 2016-03 |
| Wai Nam Lai 黎偉男 | RO 1, 4 Rep 1, 4 | 2019-01 | 2023-01 |
| Stephen Fook Hon Lee 李復瀚 | RO 1, 4, 6, 9 Rep 1, 4 | Pre-2003 | 2017-12 |
| Qiaosong Liu 劉喬松 | RO 1, 4 | 2020-04 | Present |
| Chung Sing Michael Mou 繆頌聲 | RO 1, 4 | 2021-12 | 2023-01 |
| Chun Hong Pang 彭俊康 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2018-05 |
| Steven Colin Poon |