Kwai Chiu Wong
王貴釗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Chiu Wong (王貴釗), a licensed former licensee with CE reference ACC061. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Prospect Securities Limited 中國保盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-27 | 2022-12-31 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
RO | Type 4 — Advising on securities | 2022-05-27 | 2022-12-31 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-03 | 2022-05-15 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-03 | 2020-09-08 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 4 — Advising on securities | 2020-08-03 | 2020-09-08 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-03 | 2020-07-02 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2018-09-03 | 2020-07-02 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-13 | 2018-09-03 |
| UZen Securities Limited 眾宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-10 | 2018-06-01 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-01 | 2016-07-05 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-18 | 2015-06-01 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-18 | 2016-07-05 |
| Integrity Securities Limited 匯誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-11 | 2013-02-28 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-19 | 2012-02-29 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 — Advising on securities | 2010-11-19 | 2012-02-29 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-29 | 2010-10-20 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-04 | 2008-04-25 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-15 | 2008-04-25 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-28 | 2007-08-08 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-01 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-05-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |