China Prospect Securities Limited
中國保盛證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Prospect Securities Limited (中國保盛證券有限公司), a Hong Kong-based licensed corporation with CE reference BGB759. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 0 (total recorded over time: 13). Earliest licence on file: 2016-01-22.
Registered address
Room 2303, 23/F, The Center, 99 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-01-22 | present |
| Type 4 — Advising on securities | 2018-05-09 | present |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Chi Esmond Chan 陳偉智 | RO 1 Rep 1 | 2016-02 | 2017-04 |
| I Fon Chung 鍾一鋒 | RO 1, 4 | 2017-03 | 2018-07 |
| Yuk Chiu Lam 林育超 | RO 1 | 2016-01 | 2016-02 |
| Chris Wai Kit Li 李維傑 | RO 1, 4 Rep 1 | 2018-07 | 2023-07 |
| Hui Chun Sin 冼栩晉 | RO 1, 4 Rep 1 | 2016-09 | 2022-04 |
| Wing Shu Tam 譚永樹 | RO 1 | 2016-01 | 2017-01 |
| Kwai Chiu Wong 王貴釗 | RO 1, 4 | 2022-05 | 2022-12 |
| Yan Yu Jessica Chan 陳欣餘 | Rep 1 | 2022-06 | 2022-07 |
| Wai Fan Cheung |