Ho Yan (SFC:AVT194) Li
李可欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yan (SFC:AVT194) Li (李可欣), a licensed former licensee with CE reference AVT194. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Prospect Securities Limited 中國保盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-07 | 2022-12-31 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-19 | 2017-06-11 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-22 | 2017-06-11 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-13 | 2014-08-08 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-29 | 2011-09-23 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-20 | 2011-03-18 |