Wing Shu Tam
譚永樹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shu Tam (譚永樹), a licensed Responsible Officer with CE reference ABA406. Currently licensed at 1 firm(s): Supreme China Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Supreme China Securities Limited 智華證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-14 | present |
| Supreme China Securities Limited 智華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-04 | 2022-03-14 |
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-04 | 2022-02-11 |
| Excel Precise Securities Limited 勝緻證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-16 | 2021-07-23 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-22 | 2017-01-27 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-08 | 2012-04-12 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-09 | 2015-12-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-07-27 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-07 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-07 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-07 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-07 |