Yan Yu Jessica Chan
陳欣餘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Yu Jessica Chan (陳欣餘), a licensed former licensee with CE reference BMX472. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Prospect Securities Limited 中國保盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-13 | 2022-07-31 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-04-07 | 2022-01-04 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-02 | 2022-01-04 |
| VMI Securities Limited 創市証劵有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-08 | 2021-02-08 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-02 | 2020-12-16 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-02 | 2020-12-16 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-22 | 2020-12-16 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-17 | 2020-04-20 |
| Sunfund Capital Limited 東皓資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-17 | 2020-04-20 |
| YUANYIN SECURITIES LIMITED 原銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-27 | 2020-01-21 |
| YUANYIN SECURITIES LIMITED 原銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-05 | 2020-01-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-07-29 | 2019-10-25 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-17 | 2019-10-25 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-01 | 2019-03-18 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-01 | 2019-03-18 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-01 | 2019-03-18 |