Sunfund Securities Limited
東皓證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunfund Securities Limited (東皓證券有限公司), a Hong Kong-based licensed corporation with CE reference BHV050. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 6 (total recorded over time: 44). Earliest licence on file: 2017-01-23.
Registered address
Unit 1004, 10/F, Bank of America Tower, No.12 Harcourt Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-01-23 | present |
| Type 4 — Advising on securities | 2017-10-06 | present |
Licensed staff (all-time) (44)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Sunny Tit Leung Chan 陳鐵樑 | RO 1, 4 | 2020-04 | 2021-02 |
| Tsun Lung Ching 程俊龍 | RO 1, 4 Rep 1, 4 | 2021-08 | 2023-01 |
| Ernest Sai Hung Chow 周世雄 | RO 1, 4 | 2018-11 | 2020-05 |
| Ricky Wai Kei Chow 周瑋琪 | RO 1 | 2017-01 | 2018-09 |
| Ngai Lam Hung 洪藝林 | RO 1, 4 | 2025-12 | Present |
| Chi Yeung Kwok 郭至洋 | RO 1, 4 | 2017-01 | 2018-11 |
| Ali Ka Lung Lau 劉嘉隆 | RO 1, 4 | 2018-10 | 2020-06 |
| Arthur Hoi Yuen Leung 梁開源 | RO 1, 4 | 2017-01 | 2018-11 |
| Chun Wa Leung 梁晉華 | RO 4 Rep 1 | 2017-06 | 2018-11 |
| Lok Kin Leung 梁洛乾 | RO 1, 4 Rep 1, 4 | 2022-02 | 2022-10 |
| Kwok Man Li 李國文 | RO 1, 4 | 2019-06 | 2020-10 |
| Ho Kit Lui 雷浩傑 | RO 1, 4 Rep 4 | 2022-12 | 2025-09 |
| Sung Hing Lui 呂崇興 | RO 1, 4 Rep 1 | 2020-05 | 2021-11 |
| Phoebe Suet Yee Mui 梅雪儀 | RO 1 Rep 1 | 2023-08 | 2024-09 |
| Siu Chun Ng 吳紹進 | RO 1, 4 | 2022-10 | Present |
| Vivian Mei Kuen Ng 吳美娟 | RO 1, 4 | 2018-04 | 2018-11 |
| Wai Man (SFC:AXV193) Ng 吳衛文 | RO 1, 4 Rep 1, 4 | 2020-09 | 2021-05 |
| Daniel Kei Yiu Shum 沈其耀 | RO 1, 4 | 2020-06 | 2022-08 |
| Ronald Kwok Chien To 杜國鍵 | RO 4 Rep 1 | 2017-06 | 2018-11 |
| Gary Ka Ming Tsoi 蔡家皿 | RO 1, 4 Rep 1 | 2020-03 | 2024-08 |
| Thomas Ho Fai Yip 葉浩暉 | RO 1 Rep 1 | 2020-08 | 2021-05 |
| Kwok Chuen Chan 陳國川 | Rep 1, 4 | 2026-01 | Present |
| Tin Chi Chan 陳天姿 | Rep 1, 4 | 2020-06 | 2021-02 |
| Yan Yu Jessica Chan 陳欣餘 | Rep 1 | 2020-03 | 2020-04 |
| Yuk Chan 陳煜 | Rep 1 | 2020-04 | 2020-11 |
| Allen Chi Cheung Fok 霍智祥 | Rep 1 | 2020-12 | 2022-12 |
| Stephen Kwok Wai Ho 何國維 | Rep 1, 4 | 2023-03 | Present |
| Edmond Man Kit Kwan 關文傑 | Rep 1 | 2017-05 | 2019-06 |
| Ka Wing (SFC:BMI348) Lam 林家詠 | Rep 1, 4 | 2020-04 | 2021-02 |
| Yat Ching Brigid Lee 李溢晴 | Rep 1 | 2020-05 | 2022-06 |
| Kin Fai Leung 梁健輝 | Rep 4 | 2017-11 | 2018-10 |
| Kwok Kin Leung 梁國健 | Rep 1 | 2017-03 | 2018-12 |
| Lei Mao 毛磊 | Rep 1, 4 | 2020-02 | 2020-03 |
| Eric Mok 莫俊遠 | Rep 1, 4 | 2018-07 | 2018-11 |
| Man Lee Pang 彭曼莉 | Rep 1 | 2023-03 | 2025-08 |
| Chuck Yin Shin 單婥然 | Rep 1 | 2019-06 | 2022-05 |
| Yin Chung Tang 鄧彥聰 | Rep 1, 4 | 2020-06 | 2021-02 |
| Yui Tak Tso 曹銳特 | Rep 1, 4 | 2019-02 | 2021-07 |
| Kwai Fong Wai 韋桂芳 | Rep 1, 4 | 2020-07 | 2021-02 |
| Emily Ho-Luen Wong 黃皓麟 | Rep 1 | 2021-01 | 2021-03 |
| Ka Chun (SFC:BRD679) Wu 胡嘉駿 | Rep 1 | 2023-03 | Present |
| Chun Hoi Yu 庾鎮海 | Rep 1 | 2019-01 | 2020-11 |
| Huihui Yu 于慧慧 | Rep 1, 4 | 2026-04 | Present |
| Tan Yuen 袁丹 | Rep 1 | 2017-07 | 2018-10 |
Showing 1–44 of 44
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司