Stephen Kwok Wai Ho
何國維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Kwok Wai Ho (何國維), a licensed Representative with CE reference AIU803. Currently licensed at 1 firm(s): Sunfund Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-06 | present |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-06 | present |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-03 | 2023-02-15 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-15 | 2023-02-15 |