Chi Yeung Kwok
郭至洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yeung Kwok (郭至洋), a licensed Responsible Officer with CE reference AOV745. Currently licensed at 1 firm(s): Forwin Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-11 | present |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-11 | present |
| Forwin Futures Group Limited 富榮期貨集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-06 | 2023-12-04 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-11 | 2025-03-17 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-11 | 2019-03-11 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-11 | 2019-03-11 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-11 | 2019-03-11 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
RO | Type 9 — Asset management | 2017-11-21 | 2018-11-22 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 — Advising on securities | 2017-10-06 | 2018-11-22 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-23 | 2018-11-22 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-19 | 2017-01-13 |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-04-19 | 2017-01-13 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 — Advising on securities | 2016-04-19 | 2017-01-13 |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-04-19 | 2017-01-13 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-16 | 2016-04-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-16 | 2016-04-01 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-16 | 2016-04-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-04 | 2015-06-25 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-04 | 2015-06-25 |