Edmond Man Kit Kwan
關文傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Man Kit Kwan (關文傑), a licensed Responsible Officer with CE reference AOR644. Currently licensed at 1 firm(s): First Shanghai Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-08-16 | present |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-26 | 2019-08-16 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-15 | 2019-06-06 |
| Sunfund Capital Limited 東皓資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-10-27 | 2019-06-06 |
| Taiping Capital Limited 太平融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-14 | 2015-06-01 |
| Taiping Capital Limited 太平融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-17 | 2014-05-14 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-08-10 | 2014-03-01 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-28 | 2011-08-10 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-13 | 2011-06-27 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-13 | 2011-06-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-13 | 2011-06-27 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-13 | 2010-10-13 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-17 | 2010-07-13 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-15 | 2008-04-07 |