Daniel Kei Yiu Shum
沈其耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Kei Yiu Shum (沈其耀), a licensed former licensee with CE reference ALY610. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cityline Securities Limited 城利證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-27 | 2025-04-30 |
| Century City Assets Management (HK) Limited 世紀城市資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-04-03 | 2025-04-30 |
| Century City Assets Management (HK) Limited 世紀城市資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2023-04-03 | 2025-04-30 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-04 | 2022-08-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 — Advising on securities | 2020-06-04 | 2022-08-31 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
RO | Type 9 — Asset management | 2020-03-06 | 2022-08-31 |
| Fantasia Asset Management Limited 花樣年資產管理有限公司 |
RO | Type 9 — Asset management | 2018-12-03 | 2019-10-23 |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-17 | 2018-11-16 |
| Polymathy Capital Limited 博今資本有限公司 |
RO | Type 9 — Asset management | 2013-12-17 | 2015-07-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-17 | 2012-08-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-28 | 2010-12-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-28 | 2010-12-20 |