Tsun Lung Ching

程俊龍
CE No. AUA954 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsun Lung Ching (程俊龍), a licensed Responsible Officer with CE reference AUA954. Currently licensed at 1 firm(s): Hong Kong Flying Tiger Asset Management Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 32.

Licence history

FirmRoleRegulated activityFromTo
Hong Kong Flying Tiger Asset Management Co., Limited
香港翼虎資產管理有限公司
RO Type 4 — Advising on securities 2026-03-06 present
Hong Kong Flying Tiger Asset Management Co., Limited
香港翼虎資產管理有限公司
RO Type 9 — Asset management 2026-03-06 present
Little Girl Securities (International) Limited
小女孩證券國際有限公司
RO Type 1 — Dealing in securities 2024-11-15 2025-10-31
Little Girl Securities (International) Limited
小女孩證券國際有限公司
RO Type 4 — Advising on securities 2024-11-15 2025-10-31
Little Girl Securities (International) Limited
小女孩證券國際有限公司
RO Type 9 — Asset management 2024-11-15 2025-10-31
Finex Hong Kong Limited RO Type 1 — Dealing in securities 2023-03-29 2024-11-12
Finex Hong Kong Limited RO Type 4 — Advising on securities 2023-03-29 2024-11-12
Finex Hong Kong Limited RO Type 9 — Asset management 2023-03-29 2024-11-12
Finex Hong Kong Limited Rep Type 1 — Dealing in securities 2023-03-07 2023-03-29
Finex Hong Kong Limited Rep Type 4 — Advising on securities 2023-03-07 2023-03-29
Finex Hong Kong Limited Rep Type 9 — Asset management 2023-03-07 2023-03-29
Sunfund Fund Management Limited
東皓基金管理有限公司
RO Type 9 — Asset management 2022-11-30 2023-01-29
Sunfund Securities Limited
東皓證券有限公司
RO Type 1 — Dealing in securities 2022-11-23 2023-01-29
Sunfund Securities Limited
東皓證券有限公司
RO Type 4 — Advising on securities 2022-11-23 2023-01-29
Sunfund Fund Management Limited
東皓基金管理有限公司
Rep Type 9 — Asset management 2022-02-22 2022-11-30
Sunfund Securities Limited
東皓證券有限公司
Rep Type 1 — Dealing in securities 2021-08-26 2022-11-23
Sunfund Securities Limited
東皓證券有限公司
Rep Type 4 — Advising on securities 2021-08-06 2022-11-23
SBI China Capital Asset Management Limited
軟庫中華金融資產管理有限公司
Rep Type 4 — Advising on securities 2021-04-26 2021-05-04
SBI China Capital Asset Management Limited
軟庫中華金融資產管理有限公司
Rep Type 9 — Asset management 2021-04-26 2021-05-04
Tairos Investment Management Company Limited
泰萊投資管理有限公司
Rep Type 4 — Advising on securities 2019-03-20 2021-04-09
Tairos Investment Management Company Limited
泰萊投資管理有限公司
Rep Type 9 — Asset management 2019-03-20 2021-04-09
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2017-10-03 2019-02-07
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2017-07-24 2017-10-02
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2017-07-24 2019-02-07
IDS Forex HK Limited Rep Type 3 — Leveraged foreign exchange trading 2016-04-20 2017-06-22
Gain Capital - Forex.com Hong Kong Limited
嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務)
Rep Type 3 — Leveraged foreign exchange trading 2013-04-05 2013-12-31
South China Securities Limited
南華證券投資有限公司
Rep Type 1 — Dealing in securities 2010-08-05 2011-09-13
South China Commodities Limited
南華期貨有限公司
Rep Type 2 — Dealing in futures contracts 2010-08-05 2011-09-13
South China Forex Limited
南華外匯有限公司
Rep Type 3 — Leveraged foreign exchange trading 2010-08-05 2011-09-13
Shanxi Securities International Financial Holdings Limited
山證國際金融控股有限公司
Rep Type 2 — Dealing in futures contracts 2010-05-27 2010-07-12
Cinda International Investment Management Limited
信達國際投資管理有限公司
Rep Type 3 — Leveraged foreign exchange trading 2010-01-14 2010-03-31
Cinda International Securities Limited
信達國際證券有限公司
Rep Type 1 — Dealing in securities 2009-10-23 2010-03-31

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