SBI China Capital Asset Management Limited
軟庫中華金融資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI China Capital Asset Management Limited (軟庫中華金融資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AOH442. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 36). Earliest licence on file: 2007-10-17.
Registered address
4/F, Henley Building, No. 5 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2018-09-18 | present |
| Type 9 — Asset management | 2007-10-17 | present |
Licensed staff (all-time) (36)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| King Yeung Chan 陳景揚 | RO 4, 9 Rep 4, 9 | 2021-03 | Present |
| Kwok Chu Edward Chan 陳國柱 | RO 4, 9 | 2016-08 | 2019-01 |
| Janice Jhet Yen Chia | RO 4 Rep 9 | 2019-09 | 2021-04 |
| Tony Kam Fung Ching 程錦豐 | RO 4, 9 Rep 9 | 2015-12 | 2021-04 |
| Hui Chen Chou 周慧珍 | RO 9 | 2015-08 | 2016-05 |
| Kin Hang (SFC:AZW587) Chow 周健恆 | RO 9 Rep 4, 9 | 2018-12 | 2026-02 |
| Ruth Nancy Fung 馮蘭施 | RO 9 | 2007-10 | 2014-01 |
| Ting Kay Ho 何定錤 | RO 4, 9 | 2018-09 | 2019-06 |
| Siu Ching Ng 伍少貞 | RO 9 | 2022-01 | Present |
| Hiu Fung Ngo 敖曉風 | RO 4, 9 Rep 9 | 2019-08 | 2021-05 |
| Shelly Sean Singhal |