SBI China Capital Asset Management Limited

軟庫中華金融資產管理有限公司
CE No. AOH442 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI China Capital Asset Management Limited (軟庫中華金融資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AOH442. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 36). Earliest licence on file: 2007-10-17.

Registered address

4/F, Henley Building, No. 5 Queen's Road Central

Licence history

ActivityFromTo
Type 4 — Advising on securities 2018-09-18 present
Type 9 — Asset management 2007-10-17 present

Licensed staff (all-time) (36)
Active on date

Name Activities First licensed To
King Yeung Chan 陳景揚 RO 4, 9 Rep 4, 9 2021-03 Present
Kwok Chu Edward Chan 陳國柱 RO 4, 9 2016-08 2019-01
Janice Jhet Yen Chia RO 4 Rep 9 2019-09 2021-04
Tony Kam Fung Ching 程錦豐 RO 4, 9 Rep 9 2015-12 2021-04
Hui Chen Chou 周慧珍 RO 9 2015-08 2016-05
Kin Hang (SFC:AZW587) Chow 周健恆 RO 9 Rep 4, 9 2018-12 2026-02
Ruth Nancy Fung 馮蘭施 RO 9 2007-10 2014-01
Ting Kay Ho 何定錤 RO 4, 9 2018-09 2019-06
Siu Ching Ng 伍少貞 RO 9 2022-01 Present
Hiu Fung Ngo 敖曉風 RO 4, 9 Rep 9 2019-08 2021-05
Shelly Sean Singhal RO 9 2007-10 2008-06
Michiel Steenman RO 9 2008-08 2015-08
Kam Sing Ting 丁淦星 RO 9 Rep 9 2014-09 2015-03
Ronald Kwok Chien To 杜國鍵 RO 9 2015-02 2016-08
Sin Just Wong 黃森捷 RO 9 2007-10 2010-05
David Yam 任卓偉 RO 9 2021-04 2022-03
Wenli Ye 葉文莉 RO 4, 9 2019-09 Present
James Chun Man Yu 余鎮民 RO 4, 9 Rep 4 2021-04 2022-05
Raymond Wai Ming Chi 池偉明 Rep 4, 9 2019-12 2020-06
Tsun Lung Ching 程俊龍 Rep 4, 9 2021-04 2021-05
Pui Yi (SFC:BXX240) Ho 何沛誼 Rep 4, 9 2026-04 Present
Yongzhong Jin 金永忠 Rep 9 2007-10 2009-03
Raymond Chun Kui Jook 祝振駒 Rep 9 2009-12 2010-09
Cheuk Fung (SFC:AUZ013) Lam 林卓峰 Rep 9 2018-06 2019-01
Chun Hin (SFC:BIT239) Lee 李震軒 Rep 9 2018-07 2019-01
Qinshi Li 李沁詩 Rep 4, 9 2021-08 2021-09
Yueyao Li 李玥瑤 Rep 4, 9 2024-03 2024-05
John Wai Tung Lo 盧衛東 Rep 9 2015-03 2018-10
Shing Chi Tse 謝承志 Rep 4, 9 2019-05 2020-07
Hao (SFC:BFR960) Wang 王浩 Rep 9 2017-12 2018-04
Yi-Hsien Wang 王逸賢 Rep 9 2008-03 2008-12
Ka Chun (SFC:AUU925) Wong 黃嘉俊 Rep 9 2018-07 2018-10
Kin Fai Wong 王健輝 Rep 9 2015-03 2018-10
Wa Wong 王華 Rep 9 2010-04 2010-09
Yicheng Xing 邢依成 Rep 4, 9 2025-12 2026-04
Yee Fung Yu 余苡蜂 Rep 9 2018-07 2019-01
Showing 1–36 of 36

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