Hiu Fung Ngo
敖曉風
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Fung Ngo (敖曉風), a licensed Responsible Officer with CE reference BDX181. Currently licensed at 1 firm(s): West Bull Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 4 — Advising on securities | 2021-08-27 | present |
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 9 — Asset management | 2021-08-27 | present |
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-22 | present |
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-22 | 2021-08-27 |
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 9 — Asset management | 2021-06-22 | 2021-08-27 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-04 | 2021-05-31 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-06 | 2021-03-04 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-06 | 2021-05-31 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-20 | 2021-05-31 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-20 | 2021-05-31 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | 2018-11-20 | 2021-05-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-07 | 2016-11-11 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-07 | 2016-11-11 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-07 | 2016-11-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-13 | 2016-08-04 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-25 | 2016-08-04 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-25 | 2016-08-04 |