SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI China Capital Financial Services Limited (軟庫中華金融服務有限公司), a Hong Kong-based licensed corporation with CE reference ABD523. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 20 (total recorded over time: 142). Earliest licence on file: 2008-09-19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
4/F, Henley Building, No. 5 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2008-09-19 | present |
| Type 9 — Asset management | 2008-09-19 | present |
| Type 4 — Advising on securities | present | 2005-01-12 |
| Type 6 — Advising on corporate finance | present | 2005-01-12 |
| Type 9 — Asset management | present | 2005-01-12 |
Licensed staff (all-time) (142)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Janice Jhet Yen Chia | RO 1 Rep 1 | 2019-05 | 2021-04 |
| Hin Fung Sherman Chiu 趙衍鋒 | RO 1 Rep 1 | 2012-05 | 2014-03 |
| Kin Hang (SFC:AZW587) Chow 周健恆 | RO 1, 4 Rep 1, 4, 9 | 2018-12 | 2026-02 |
| Jun (SFC:APZ630) Deng 鄧駿 | RO 1, 4, 9 | 2019-06 | 2021-05 |
| Edmond Eng 伍少凡 | RO 1 | 2005-11 | 2006-09 |
| Ching Yee Fan 范靜怡 | RO 1 | 2022-07 | Present |
| Chen Tung Fung 馮振東 | RO 1, 4, 9 Rep 1, 4, 9 | 2020-03 | 2024-01 |
| Ka Pun Fung 馮家彬 | RO 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Ting Kay Ho 何定錤 | RO 1, 4 | 2018-09 | 2019-06 |
| Ringo Cheukkai Kwan 關卓啟 | RO 1 | 2024-06 | Present |
| Kenneth Kin Chung Lai 黎健聰 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2006-05 |
| On Wah Lau 劉安樺 | RO 1 | Pre-2003 | 2005-08 |
| Hin Pong Lee 李顯邦 | RO 1 Rep 1 | 2021-06 | 2022-12 |
| Kai Ho Lee 李啟浩 | RO 4 Rep 4 | 2013-07 | 2015-06 |
| Jimmy Kam Fai Li 李錦輝 | RO 1, 4, 9 Rep 1, 9 | 2022-10 | 2024-08 |
| John Wai Tung Lo 盧衛東 | RO 1 Rep 1 | 2010-08 | 2018-10 |
| Siu Ching Ng 伍少貞 | RO 1, 4, 9 | 2022-01 | Present |
| Ting Cheong Ng 吳定昌 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-10 | 2025-11 |
| Tiang Lock Ong 王添樂 | RO 1 | 2006-08 | 2010-01 |
| Yu Yeung Or 柯宇揚 | RO 1 Rep 1, 4, 9 | 2022-10 | 2024-08 |
| Johnny Yik Ming Sum 岑翊銘 | RO 1 | Pre-2003 | 2004-09 |
| Kennedy Kin Tak Tsang 曾建德 | RO 4 Rep 1, 4 | 2008-10 | 2021-02 |
| Kwok On Tse 謝國安 | RO 1 Rep 1 | 2023-05 | Present |
| Chi Kun Tsoi 蔡智勤 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2019-07 |
| Kin Fai Wong 王健輝 | RO 1, 4, 9 | 2008-02 | 2019-04 |
| Jun (SFC:AOB779) Xie 謝俊 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-06 | Present |
| David Yam 任卓偉 | RO 1, 4, 9 Rep 1 | 2005-10 | 2025-03 |
| Wenli Ye 葉文莉 | RO 4, 9 Rep 1, 4, 9 | 2016-01 | Present |
| Kin Pan Yeung 楊健斌 | RO 1 Rep 1, 4, 9 | 2006-12 | 2019-09 |
| Eva Hoi Yin Yip 葉海燕 | RO 4 Rep 1, 4 | 2024-09 | Present |
| James Chun Man Yu 余鎮民 | RO 1, 4, 9 Rep 1, 4 | 2021-04 | 2022-05 |
| Jian (SFC:AJN917) Zhang 張堅 | RO 4 Rep 4 | 2008-09 | 2011-08 |
| Tao Zhao 趙濤 | RO 1, 4 Rep 1, 4 | 2017-08 | 2021-05 |
| Juan Zheng 鄭娟 | RO 1, 4, 9 | 2008-09 | 2009-02 |
| Wei Jen Bi 畢惟幀 | Rep 1, 4 | 2025-07 | 2025-08 |
| Fung Ping (SFC:AOU775) Chan 陳鳳萍 | Rep 1 | 2014-10 | 2016-06 |
| Hoi Yan (SFC:BQU952) Chan 陳凱欣 | Rep 1, 4 | 2024-08 | 2024-10 |
| Ka Wai Chan 陳嘉威 | Rep 1, 4, 9 | 2019-10 | 2021-09 |
| King Yeung Chan 陳景揚 | Rep 1 | 2021-03 | Present |
| Lam Wai Chan 陳藍慧 | Rep 1, 4 | 2016-09 | 2017-08 |
| Mong Har Chan | Rep 1 | 2009-04 | 2009-06 |
| Pui Sing Chan 陳沛昇 | Rep 1, 4 | 2011-07 | 2015-02 |
| Shiu Pong Chan 陳兆邦 | Rep 1 | 2014-11 | 2015-08 |
| Wang (SFC:BGO479) Chan 陳宏 | Rep 1 | 2015-11 | 2015-12 |
| Keith Hon Kit Chau 周漢傑 | Rep 1 | 2004-02 | 2025-01 |
| Shun To Chau 周頌滔 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-02 |
| Fan (SFC:AHR857) Chen 陳凡 | Rep 1, 4, 9 | 2022-10 | 2023-01 |
| Wenxi Chen 陳雯曦 | Rep 1, 4 | 2025-09 | Present |
| Andes Cheng 鄭安達 | Rep 1, 4 | 2008-09 | 2016-08 |
| Tai Pui Cheng 鄭棣培 | Rep 1, 9 | 2008-09 | 2013-03 |
| Andy Ka Keung Cheung 張家強 | Rep 1 | 2003-09 | 2004-03 |
| Wai Kit (SFC:AES388) Cheung 張偉傑 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Man Fai Choi 蔡文輝 | Rep 1 | 2025-04 | 2025-06 |
| Kim Wing Chow 周劍榮 | Rep 1 | 2006-06 | 2012-04 |
| Godwin Kwok Shing Chu 朱國承 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Hoi Yuen Chu 褚凱源 | Rep 1, 4 | 2020-07 | 2024-09 |
| Ka Ho Chu 朱加豪 | Rep 4 | 2015-06 | 2016-03 |
| Siu Ling Chu 朱小玲 | Rep 1 | 2010-05 | 2013-02 |
| Qi da 笪琦 | Rep 1, 4 | 2021-08 | 2021-12 |
| Ludovic Christophe Amedee Dagneau de Richecour | Rep 1, 4 | 2008-09 | 2009-09 |
| Jin Ding 丁進 | Rep 1, 4 | 2023-11 | 2024-03 |
| Vivian Catherine Wai Ying Fong 方韋盈 | Rep 1 | 2023-02 | 2023-04 |
| Ying Ching Fong 方凝清 | Rep 1 | 2014-10 | 2019-05 |
| Xuemei Gao 高雪梅 | Rep 1 | 2023-08 | 2024-04 |
| Pui Yi (SFC:BXX240) Ho 何沛誼 | Rep 1 | 2026-04 | Present |
| Kai (SFC:BGB450) Huang 黃凱 | Rep 1, 4 | 2015-08 | 2017-08 |
| Koon Shan Hui 許冠山 | Rep 1 | 2009-08 | Present |
| Ling Huo 霍玲 | Rep 1 | 2010-12 | 2012-03 |
| Hung Ip 葉虹 | Rep 1, 4, 9 | 2008-09 | 2008-10 |
| Bjarke Lauritz Faerch Johnsen | Rep 4 | 2012-04 | 2012-06 |
| Simon Kiu Dick Kan 簡僑迪 | Rep 1 | 2009-08 | 2013-04 |
| Christian Chung-Hwan Kim | Rep 1 | 2016-05 | 2019-08 |
| Siu Man Ko 高兆文 | Rep 1 | 2007-12 | 2009-06 |
| Cheuk Fung (SFC:AUZ013) Lam 林卓峰 | Rep 1, 4 | 2018-06 | 2019-01 |
| Karman Razilee Lam 林蔚琋 | Rep 1 | 2012-10 | 2013-10 |
| Karen Kam Yan Lau 劉錦欣 | Rep 1 | 2011-03 | 2018-08 |
| Kin Fai Lau 劉健輝 | Rep 1, 4 | 2017-06 | 2018-10 |
| Yuen Shing Lau 劉原誠 | Rep 4 | 2011-09 | 2013-04 |
| Chi Ho (SFC:AQJ262) Lee 李子豪 | Rep 1, 4 | 2015-05 | 2018-05 |
| Chi Wah Lee 李志華 | Rep 1, 9 | 2008-09 | Present |
| Chun Hin (SFC:BIT239) Lee 李震軒 | Rep 1, 4 | 2018-07 | 2019-01 |
| Hon Nam Lee 李翰南 | Rep 1 | 2021-08 | 2024-10 |
| Siu Yuen Lee 李兆源 | Rep 1 | 2009-09 | 2019-03 |
| Yiu Ming Lee | Rep 1, 4, 9 | 2026-01 | Present |
| Jason Tye Leung 梁泰 | Rep 1 | 2020-06 | 2021-01 |
| Kwan Chai Leung 梁君齊 | Rep 4 | 2013-05 | 2013-10 |
| Siu Fung (SFC:BJA647) Leung 梁肇豐 | Rep 1 | 2020-12 | 2022-01 |
| Asser Kwok Keung Li 李國強 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-03 |
| Bo (SFC:BCY613) Li 李博 | Rep 4 | 2014-02 | 2015-04 |
| Qinshi Li 李沁詩 | Rep 1 | 2021-08 | 2021-09 |
| Yan Jenny Lin | Rep 1 | 2010-01 | 2010-07 |
| Li (SFC:BKP926) Liu 劉麗 | Rep 1, 4, 9 | 2021-06 | Present |
| Yanlianzhi Liu 劉嚴戀之 | Rep 1, 4, 9 | 2020-05 | 2021-05 |
| Ying Lun Lo 勞應麟 | Rep 1 | 2003-11 | 2005-01 |
| Eric Yiu Fong Lui 雷耀芳 | Rep 1 | 2005-02 | 2010-03 |
| Man Wah Lui 呂文華 | Rep 1 | 2010-10 | 2012-10 |
| Yu Lyu 呂宇 | Rep 4 | 2015-08 | 2015-08 |
| Chun Hang Henry Ma 馬晉鏗 | Rep 1, 4 | 2022-10 | 2025-09 |
| Pui Keung Ma 馬沛強 | Rep 1, 9 | 2016-01 | 2018-12 |
| Tsz Hang Mak 麥子衡 | Rep 4 | 2010-03 | 2013-05 |
Showing 1–100 of 142
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司