Vivian Catherine Wai Ying Fong
方韋盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Catherine Wai Ying Fong (方韋盈), a licensed Responsible Officer with CE reference BBT305. Currently licensed at 1 firm(s): China New Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 — Advising on securities | 2025-02-10 | present |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 — Asset management | 2025-02-10 | present |
| China New Securities Limited 中新證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-22 | present |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-10 | 2024-10-22 |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-10 | 2025-02-10 |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 9 — Asset management | 2024-09-10 | 2025-02-10 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-27 | 2024-07-24 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-27 | 2024-07-24 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 — Asset management | 2024-03-27 | 2024-07-24 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-09 | 2023-04-19 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-02-09 | 2023-04-19 |
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-27 | 2022-11-20 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-27 | 2022-11-20 |
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-27 | 2022-11-20 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-05 | 2022-07-09 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-05 | 2022-07-09 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2021-03-05 | 2022-07-09 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-10 | 2020-04-09 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-10 | 2020-04-09 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2019-02-06 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-28 | 2019-02-06 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-06 | 2017-07-31 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-16 | 2017-07-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-19 | 2017-05-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-21 | 2016-01-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-21 | 2016-01-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-25 | 2015-03-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-25 | 2015-03-03 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-12 | 2014-07-04 |