SBI China Capital Hong Kong Securities Limited
軟庫中華香港證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI China Capital Hong Kong Securities Limited (軟庫中華香港證券有限公司), a Hong Kong-based licensed corporation with CE reference BOJ011. Currently licensed for regulated activity type(s) 6 — Advising on corporate finance. Current licensed staff on file: 5 (total recorded over time: 20). Earliest licence on file: 2019-09-06.
Registered address
4/F, Henley Building, No. 5 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 6 — Advising on corporate finance | 2019-09-06 | present |
Licensed staff (all-time) (20)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Ching 程俊 | RO 6 Rep 6 | 2022-02 | Present |
| Jun (SFC:APZ630) Deng 鄧駿 | RO 6 | 2019-09 | 2021-05 |
| Ching Yee Fan 范靜怡 | RO 6 Rep 6 | 2022-03 | Present |
| Angel Kwok Yen Ip 葉國欣 | RO 6 | 2021-07 | 2023-11 |
| Arthur Tsz Yan Kan 簡子欣 | RO 6 | 2021-07 | 2022-02 |
| Ringo Cheukkai Kwan 關卓啟 | RO 6 | 2022-06 | Present |
| Hin Pong Lee 李顯邦 | RO 6 Rep 6 | 2021-06 | 2022-12 |
| Hon Nam Lee 李翰南 | RO 6 Rep 6 | 2021-08 | 2024-10 |
| Siu Fung (SFC:BJA647) Leung 梁肇豐 | RO 6 Rep 6 | 2020-12 | 2022-01 |
| Ling Su 蘇玲 | RO 6 | 2019-09 | 2021-08 |
| Vivian Catherine Wai Ying Fong 方韋盈 | Rep 6 | 2023-02 | 2023-04 |
| Chen Tung Fung 馮振東 | Rep 6 | 2020-04 | 2021-04 |
| Xuemei Gao 高雪梅 | Rep 6 | 2023-08 | 2024-04 |
| Shuqi Li 李舒琪 | Rep 6 | 2019-11 | 2021-10 |
| Yan Mei Lo 盧昕䉠 | Rep 6 | 2023-01 | 2023-07 |
| Beier Lu 陸貝爾 | Rep 6 | 2023-08 | 2024-02 |
| Kwok On Tse 謝國安 | Rep 6 | 2023-05 | Present |
| Jiahe Wu 武佳禾 | Rep 6 | 2026-04 | Present |
| Tao Zhao 趙濤 | Rep 6 | 2019-11 | 2021-05 |
| Liyi Zou 鄒立义 | Rep 6 | 2019-11 | 2021-05 |
Showing 1–20 of 20
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司
CITIC Securities (Hong Kong) Limited
CE AAK249 · 982 staff · 1 shared activity type · 中信證券(香港)有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司
Merrill Lynch (Asia Pacific) Limited
CE AAC198 · 433 staff · 1 shared activity type