Yan Mei Lo
盧昕䉠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Mei Lo (盧昕䉠), a licensed former licensee with CE reference BAZ735. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-01-11 | 2023-07-28 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-13 | 2021-12-31 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-13 | 2021-12-31 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-29 | 2021-12-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-21 | 2021-05-28 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-11-21 | 2021-05-28 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-11 | 2013-07-29 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-11 | 2013-07-29 |