Angel Kwok Yen Ip
葉國欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angel Kwok Yen Ip (葉國欣), a licensed Responsible Officer with CE reference AOJ327. Currently licensed at 1 firm(s): Caitong International Capital Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-30 | present |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-12-30 | present |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-12-05 | 2024-10-15 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-07-28 | 2023-11-02 |
| Red Sun Capital Limited 紅日資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-28 | 2021-07-27 |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-09 | 2017-09-28 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-11 | 2017-02-05 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-18 | 2016-06-24 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-14 | 2011-11-09 |
| Chief Capital Limited 致富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-14 | 2011-11-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-08 | 2011-05-04 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-08 | 2011-05-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-30 | 2010-09-23 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-12 | 2010-09-23 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-12 | 2010-09-23 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-21 | 2010-04-23 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-21 | 2010-04-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-28 | 2009-07-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-25 | 2009-07-20 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-10 | 2007-06-09 |