Arthur Tsz Yan Kan
簡子欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Tsz Yan Kan (簡子欣), a licensed Responsible Officer with CE reference AGO945. Currently licensed at 1 firm(s): Grande Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grande Capital Limited 均富資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-04 | present |
| Grande Capital Limited 均富資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-11-20 | present |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-06 | 2025-07-04 |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-09-06 | 2024-11-20 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-08 | 2024-08-15 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-06-08 | 2024-08-15 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-03-11 | 2022-06-08 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-07-28 | 2022-02-07 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-10-18 | 2021-05-07 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-16 | 2018-10-05 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-16 | 2018-10-05 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-01-30 | 2015-08-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-10 | 2015-08-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-10 | 2015-08-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-10 | 2015-01-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-07 | 2014-11-08 |
| Fulbright Capital Limited 富昌融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-09-02 | 2014-11-08 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-11-26 | 2013-08-30 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-24 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2008-11-26 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-24 |