Liyi Zou
鄒立义
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyi Zou (鄒立义), a licensed Representative with CE reference BHO982. Currently licensed at 1 firm(s): West Bull Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-30 | present |
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-30 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-12 | 2021-05-12 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-11-18 | 2021-05-12 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-28 | 2021-05-12 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-10-27 | 2017-09-01 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-06 | 2017-09-01 |